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Results: 1-10 of 24

CEA comments on EMIR

  • Dentons
  • -
  • European Union
  • -
  • July 15 2011

CEA is pleased at the progress the recent compromise text on EMIR has made in addressing concerns of insurers and pension schemes, but is concerned the transitional provisions still do not properly cater for their needs

FSA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules

FSA makes FSCS appointments

  • Dentons
  • -
  • United Kingdom
  • -
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme

FSA bans firm for failing to pay skilled person

  • Dentons
  • -
  • United Kingdom
  • -
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report

FSA publishes decision notices before tribunal hearing

  • Dentons
  • -
  • United Kingdom
  • -
  • May 20 2011

FSA has published for the first time a decision notice for an enforcement decision that is being referred to the Tribunal

Complaints Commissioner recommends settlement notes

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2011

The Complaints Commissioner has suggested FSA should consider agreeing a final note of any discussions leading to a final decision in an enforcement investigation

FSA makes auditors' report rules

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2011

FSA has made its final rules on auditors' client money reports

FSA publishes complaints data

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2011

FSA has published firm complaints data for the second half of 2010

Complaints Commissioner orders FSA to apologise for evening courier

  • Dentons
  • -
  • United Kingdom
  • -
  • March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm

Commission consults on financial sector taxation

  • Dentons
  • -
  • European Union
  • -
  • February 25 2011

The Commission is seeking views on the possible design of financial sector tax and its effects