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IMA responds on client assets and mandates

Dentons
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United Kingdom
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October 5 2012

IMA has responded to FSA's consultation on client assets firm classification, oversight, reporting and the mandate rules

ECON publishes MAD responses

Dentons
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European Union
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September 28 2012

ECON has published the responses it received to its consultation on addressing the issues arising from the LIBOR issue within the review of the Market Abuse Directive

FOA publishes electronic trading guidance

Dentons
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European Union
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September 28 2012

FOA has published guidance for listed derivative market participants, which sets out industry standards aimed at mitigating risks in electronic trading environments

IOSCO sets up benchmark taskforce

Dentons
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Global
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September 21 2012

IOSCO has set up a Board Level Task Force on financial market benchmarks

Presidency publishes MAR compromise

Dentons
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European Union
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September 7 2012

The Presidency has published a new compromise text for the Regulation on insider dealing and market manipulation

DBIS publishes computer trading conclusions

Dentons
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European Union
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September 7 2012

DBIS has published the results of research into the effects of computer trading in financial markets

Presidency publishes MiFID compromises

Dentons
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European Union
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September 7 2012

The Presidency has published new compromise texts for the revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR

FSA publishes new Remuneration Code documents

Dentons
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United Kingdom
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August 31 2012

FSA has published revised Remuneration Code self-assessment templates and tables

ECON consults on post-LIBOR MAD2

Dentons
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European Union, United Kingdom
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August 24 2012

Arlene McCarthy, the Economic and Monetary Affairs’(ECON) rapporteur for the Directive on criminal sanctions for market abuse (CMAD) and the market abuse Regulation (MAR) (together MAD2), has opened a public consultation seeking views on several questions that have emerged from the LIBOR scandal

IOSCO consults on market surveillance

Dentons
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Global
-
August 24 2012

IOSCO has published for consultation its report on “Technological Challenges to Effective Market Surveillance: Issues and Regulatory Tools”

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Search results

IMA responds on client assets and mandates

ECON publishes MAD responses

FOA publishes electronic trading guidance

IOSCO sets up benchmark taskforce

Presidency publishes MAR compromise

DBIS publishes computer trading conclusions

Presidency publishes MiFID compromises

FSA publishes new Remuneration Code documents

ECON consults on post-LIBOR MAD2

IOSCO consults on market surveillance

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