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Results: 1-10 of 767

Commission speaks on financial package

  • Dentons
  • -
  • European Union
  • -
  • May 8 2009

Charlie McCreevy welcomed the publication of the Commission's proposal for a Directive for alternative investment fund managers

FSA tells firms to think about swine flu

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has urged firms to look at contingency plans for dealing with issues that may arise from a swine flu epidemic

LIBA and SIFMA to merge

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

LIBA and SIFMA are to bring together their London-based operations into a single European organisation under LIBA's Director General

EFAMA pleased with substitute products

  • Dentons
  • -
  • European Union
  • -
  • May 8 2009

EFAMA has welcomed the Commission's initiative on substitute retail investment products

FSA helps find a boiler room

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors

FSA withdraws director approval

  • Dentons
  • -
  • United Kingdom
  • -
  • September 4 2009

FSA has withdrawn approval from Steven Moorley, the former CEO of a firm in liquidation, to carry on the CF3 and 8 functions

Commission updates MiFID FAQs

  • Dentons
  • -
  • European Union
  • -
  • August 28 2009

The Commission has published new questions on clearing and settlement for MTFs

FSA and OFT publish sponsored links guide

  • Dentons
  • -
  • United Kingdom
  • -
  • August 28 2009

FSA and OFT have published a joint guide to sponsored links

Regulation of Alternative Investment Fund Managers a step too far?

  • Dentons
  • -
  • European Union
  • -
  • May 1 2009

The European Commission published a draft Directive on 30 April 2009 which proposes a new regulatory and supervisory framework for Alternative Investment Fund Managers (AIFMs) across Europe

FSA updates on KFDs

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has updated its guidance on good and bad practices in Key Features Documents, which it originally published in 2007

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