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FSA tells firms to think about swine flu
- Dentons
- -
- United Kingdom
- -
- May 8 2009
FSA has urged firms to look at contingency plans for dealing with issues that may arise from a swine flu epidemic
FSA makes new rules
- Dentons
- -
- United Kingdom
- -
- October 2 2009
At FSA’s September Board meeting, it made several new rules
FSA pleased with Complaints Commissioner
- Dentons
- -
- United Kingdom
- -
- June 5 2009
FSA is pleased the Complaints Commissioner has decided not to uphold the main element of a complaint against FSA
FSA publishes complaints data
- Dentons
- -
- United Kingdom
- -
- September 11 2009
FSA has published for the first time data on complaints it receives
FSA bans firm
- Dentons
- -
- United Kingdom
- -
- June 26 2009
FSA has banned a firm that did not tell it of a change in its principal place of business
FSCP responds on consultations
- Dentons
- -
- United Kingdom
- -
- October 30 2009
FSCP has responded to FSA on enforcement financial penalties
FSA bans compliance director
- Dentons
- -
- United Kingdom
- -
- July 3 2009
FSA has banned Simon Robins, Compliance Director of Chase UK Corporation Limited, for inadequate supervision of his firm’s operations
FOS publishes Ombudsman news
- Dentons
- -
- United Kingdom
- -
- July 3 2009
The latest edition of Ombudsman news looks at: complaints involving use of the internet; and cases involving private medical insurance
FSA makes new rules
- Dentons
- -
- United Kingdom
- -
- July 31 2009
At FSA's July Board meeting, it made the following Rules
FSA censures financial adviser
- Dentons
- -
- United Kingdom
- -
- August 7 2009
FSA has imposed a public censure on Cheshire Life & Pensions for failing to ensure it gave suitable advice on pension income drawdown products
