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FSA tells firms to think about swine flu

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has urged firms to look at contingency plans for dealing with issues that may arise from a swine flu epidemic

FSA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • October 2 2009

At FSA’s September Board meeting, it made several new rules

FSA pleased with Complaints Commissioner

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

FSA is pleased the Complaints Commissioner has decided not to uphold the main element of a complaint against FSA

FSA publishes complaints data

  • Dentons
  • -
  • United Kingdom
  • -
  • September 11 2009

FSA has published for the first time data on complaints it receives

FSA bans firm

  • Dentons
  • -
  • United Kingdom
  • -
  • June 26 2009

FSA has banned a firm that did not tell it of a change in its principal place of business

FSCP responds on consultations

  • Dentons
  • -
  • United Kingdom
  • -
  • October 30 2009

FSCP has responded to FSA on enforcement financial penalties

FSA bans compliance director

  • Dentons
  • -
  • United Kingdom
  • -
  • July 3 2009

FSA has banned Simon Robins, Compliance Director of Chase UK Corporation Limited, for inadequate supervision of his firm’s operations

FOS publishes Ombudsman news

  • Dentons
  • -
  • United Kingdom
  • -
  • July 3 2009

The latest edition of Ombudsman news looks at: complaints involving use of the internet; and cases involving private medical insurance

FSA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • July 31 2009

At FSA's July Board meeting, it made the following Rules

FSA censures financial adviser

  • Dentons
  • -
  • United Kingdom
  • -
  • August 7 2009

FSA has imposed a public censure on Cheshire Life & Pensions for failing to ensure it gave suitable advice on pension income drawdown products