We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 11

Treasury publishes update on its proposed new structure for UK financial regulation.

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • March 28 2011

The Treasury has published an update on its proposed new structure for UK financial regulation

The European Commission’s MiFID consultation calls for an overhaul of current practice in investment services

  • Freshfields Bruckhaus Deringer LLP
  • -
  • European Union
  • -
  • January 28 2011

How might these changes affect you?

The European Commission’s MiFID consultation calls for an overhaul of the regulation of financial markets and trading platforms

  • Freshfields Bruckhaus Deringer LLP
  • -
  • European Union
  • -
  • January 28 2011

The European Commission's MiFID consultation calls for an overhaul of the regulation of financial markets and trading platforms

The European Commission’s MiFID consultation seeks stakeholders’ views on the Commission’s new legislative proposals.

  • Freshfields Bruckhaus Deringer LLP
  • -
  • European Union
  • -
  • January 28 2011

What are the key elements and how might they affect you?

Client Assets sourcebook enhancements

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • October 31 2010

Following the failure of Lehman Brothers International (Europe) (LBIE), certain weaknesses in the Financial Services Authority's (FSA) Client Assets sourcebook (CASS) were highlighted

The new structure for UK financial regulation

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • July 30 2010

On July 26 2010, HM Treasury published for consultation a paper setting out its proposals for a new structure for financial regulation in the UK

EC green paper on corporate governance in financial institutions

  • Freshfields Bruckhaus Deringer LLP
  • -
  • European Union
  • -
  • June 10 2010

The European Commission has published a green paper on a range of options to strengthen corporate governance in EU financial institutions

Client assets: enhancement or a missed opportunity?

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • May 28 2010

The UK's Financial Services Authority has published a consultation paper on proposed changes to its client asset rules

Effective corporate governance?

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • March 23 2010

The Financial Services Authority (FSA) published a consultation paper on effective corporate governance earlier this year

Resolution arrangements for investment banks: HM Treasury consultation

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • January 20 2010

HM Treasury has published a consultation paper setting out tentative proposals for changes to resolution arrangements for investment banks