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Treasury publishes update on its proposed new structure for UK financial regulation.
- Freshfields Bruckhaus Deringer LLP
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- United Kingdom
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- March 28 2011
The Treasury has published an update on its proposed new structure for UK financial regulation
The European Commission’s MiFID consultation calls for an overhaul of current practice in investment services
- Freshfields Bruckhaus Deringer LLP
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- European Union
- -
- January 28 2011
How might these changes affect you?
The European Commission’s MiFID consultation calls for an overhaul of the regulation of financial markets and trading platforms
- Freshfields Bruckhaus Deringer LLP
- -
- European Union
- -
- January 28 2011
The European Commission's MiFID consultation calls for an overhaul of the regulation of financial markets and trading platforms
The European Commission’s MiFID consultation seeks stakeholders’ views on the Commission’s new legislative proposals.
- Freshfields Bruckhaus Deringer LLP
- -
- European Union
- -
- January 28 2011
What are the key elements and how might they affect you?
Client Assets sourcebook enhancements
- Freshfields Bruckhaus Deringer LLP
- -
- United Kingdom
- -
- October 31 2010
Following the failure of Lehman Brothers International (Europe) (LBIE), certain weaknesses in the Financial Services Authority's (FSA) Client Assets sourcebook (CASS) were highlighted
The new structure for UK financial regulation
- Freshfields Bruckhaus Deringer LLP
- -
- United Kingdom
- -
- July 30 2010
On July 26 2010, HM Treasury published for consultation a paper setting out its proposals for a new structure for financial regulation in the UK
EC green paper on corporate governance in financial institutions
- Freshfields Bruckhaus Deringer LLP
- -
- European Union
- -
- June 10 2010
The European Commission has published a green paper on a range of options to strengthen corporate governance in EU financial institutions
Client assets: enhancement or a missed opportunity?
- Freshfields Bruckhaus Deringer LLP
- -
- United Kingdom
- -
- May 28 2010
The UK's Financial Services Authority has published a consultation paper on proposed changes to its client asset rules
Effective corporate governance?
- Freshfields Bruckhaus Deringer LLP
- -
- United Kingdom
- -
- March 23 2010
The Financial Services Authority (FSA) published a consultation paper on effective corporate governance earlier this year
Resolution arrangements for investment banks: HM Treasury consultation
- Freshfields Bruckhaus Deringer LLP
- -
- United Kingdom
- -
- January 20 2010
HM Treasury has published a consultation paper setting out tentative proposals for changes to resolution arrangements for investment banks
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