Search results

Order by most recent / most popular / relevance

Results: 1-10 of 22

New UK financial regulatory architecture from legal cutover on 1 April

Baker & McKenzie
-
United Kingdom
-
March 27 2013

As mentioned in Edition 2 of the SCM Briefing, the Financial Services Act 2012 introduces an entirely new framework for financial services regulation

Regulatory changes for shareholders of financial institutions

Baker & McKenzie
-
Ukraine
-
February 27 2013

From 1 February 2013 a new procedure for obtaining approval to acquire or increase a holding in a financial institution comes into operation. The

UK's FSA consults on future use of temporary product intervention rules

Baker & McKenzie
-
United Kingdom
-
February 19 2013

The UK's Financial Services Authority (FSA) is consulting on when and how its successor body, the Financial Conduct Authority (FCA), may make

ASIC releases guidance for financial advisers' duty to act in best interests of retail clients

Baker & McKenzie
-
Australia
-
February 15 2013

The Australian Securities and Investments Commission (ASIC) has released final guidance for two aspects of the Future of Financial Advice (FOFA

New Brazilian transfer pricing legislation 2013

Baker & McKenzie
-
Brazil
-
February 11 2013

In the past few months, the Brazilian Government has been active finalizing the new Brazilian transfer pricing regulations. The culmination of which

UK Financial Services Bill receives Royal Assent

Baker & McKenzie
-
United Kingdom
-
January 31 2013

The UK Financial Services Bill (2012-13) received Royal Assent on 19 December 2012 to become the Financial Services Act 2012, an extremely important

Progress update on some key pieces of European legislation

Baker & McKenzie
-
European Union
-
December 7 2012

Capital Requirements Directive IV and Regulation (CRD IV CRR): the text of CRD IV and CRR is still subject to heavy negotiation in 'trialogue' discussions between the European Council, Commission and Parliament

Australia's new Personal Property Securities Register is your joint venture cross charge registered?

Baker & McKenzie
-
Australia
-
October 29 2012

Australia's new Personal Property Securities Act 2009 (Cth) ("PPSA") securities registration scheme came into effect on 30 January 2012

ASIC releases consultation paper on conflicted remuneration

Baker & McKenzie
-
Australia
-
October 18 2012

The Australian Securities and Investments Commission (ASIC) has released Consultation Paper 189 - Future of Financial Advice: Conflicted remuneration (CP 189

U.S. securitization regulatory roundup

Baker & McKenzie
-
USA
-
October 15 2012

Provides new registration statement forms for ABS issuers and imposes several additional eligibility requirements for shelf registration statements, including a depositor certification as to the sufficiency of cash flows

next >

Search results

New UK financial regulatory architecture from legal cutover on 1 April

Regulatory changes for shareholders of financial institutions

UK's FSA consults on future use of temporary product intervention rules

ASIC releases guidance for financial advisers' duty to act in best interests of retail clients

New Brazilian transfer pricing legislation 2013

UK Financial Services Bill receives Royal Assent

Progress update on some key pieces of European legislation

Australia's new Personal Property Securities Register is your joint venture cross charge registered?

ASIC releases consultation paper on conflicted remuneration

U.S. securitization regulatory roundup

Current Search

Suggested Facets

Author

Jurisdiction

Workarea