We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-1 of 1

SEC issues release proposing amendments to rules governing custody of client assets by investment advisers

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • May 27 2009

On May 14, 2009, the U.S. Securities and Exchange Commission (SEC) held an open meeting (the Open Meeting) to determine whether to propose amendments to Rule 206(4)-2 (the Custody Rule) and related forms and rules (the Proposed Amendments) under the Investment Advisers Act of 1940 (the Advisers Act