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SEC issues release proposing amendments to rules governing custody of client assets by investment advisers
- Sutherland Asbill & Brennan LLP
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- USA
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- May 27 2009
On May 14, 2009, the U.S. Securities and Exchange Commission (SEC) held an open meeting (the Open Meeting) to determine whether to propose amendments to Rule 206(4)-2 (the Custody Rule) and related forms and rules (the Proposed Amendments) under the Investment Advisers Act of 1940 (the Advisers Act
