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Proposed amendments to prospectus marketing rules: pre-marketing of bought deals and other amendments
- Stikeman Elliott LLP
- -
- Canada
- -
- February 27 2012
This is the fourth in a series of posts in which we take a closer look at proposed amendments to NI 41-101, released by the Canadian Securities Administrators in November 2011
Proposed amendments to prospectus marketing rules: road shows
- Stikeman Elliott LLP
- -
- Canada
- -
- February 23 2012
This is our third in a series of posts on the proposed amendments to NI 41-101 to expand the scope of marketing activities that can be conducted in connection with prospectus offerings
Proposed amendments to prospectus marketing rules: use of term sheets during and after the waiting period
- Stikeman Elliott LLP
- -
- Canada
- -
- February 21 2012
As we discussed in a post last year, the Canadian Securities Administrators (CSA) proposed amendments on November 25, 2011 intended to expand the scope of marketing activities that can be conducted in connection with prospectus offerings
Proposed amendments to prospectus marketing rules: new "testing of the waters" exemption for IPOs
- Stikeman Elliott LLP
- -
- Canada
- -
- February 16 2012
As we discussed in a post last year, the Canadian Securities Administrators (CSA) proposed amendments on November 25, 2011 intended to expand the scope of marketing activities that can be conducted in connection with prospectus offerings
BCSC expands exemptions to new private placement disclosure requirements
- Stikeman Elliott LLP
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- Canada
- -
- December 16 2011
The British Columbia Securities Commission has now replaced BC Instrument 45-533, which granted limited relief from its new private placement disclosure form (Form 45-106F6 or the "BC Form") with a new version of the Instrument
CSA propose to ease restrictions on marketing rules in connection with prospectus offerings
- Stikeman Elliott LLP
- -
- Canada
- -
- November 25 2011
The Canadian Securities Administrators proposed amendments today intended to expand the scope of marketing activities that can be conducted in connection with prospectus offerings and to clarify other related restrictions applicable to bought deals
SEC fines dark pool $1 million for misleading customers
- Stikeman Elliott LLP
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- Canada
- -
- November 18 2011
The U.S. Securities and Exchange Commission recently imposed a $1 million administrative penalty against Pipeline Trading Systems LLC for misleading investors in connection with the operation of its dark pool
Securities regulators launch consultation on changes to $150,000 and accredited investor exemptions
- Stikeman Elliott LLP
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- Canada
- -
- November 11 2011
The Canadian Securities Administrators (CSA) announced yesterday that they are undertaking a review of the “$150,000 minimum investment amount” and the “accredited investor” exemptions that are commonly used to raise financing on a prospectus exempt basis
Alternative trading systems: marketplace evolution in Canada
- Stikeman Elliott LLP
- -
- Canada
- -
- October 6 2011
In Canada, prior to the proliferation of (Alternative Trading Systems (ATSs), a security was generally traded on a centralized exchange
British Columbia to require more disclosure on private placement purchasers
- Stikeman Elliott LLP
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- Canada
- -
- August 16 2011
On August 11, the British Columbia Securities Commission (BCSC) published advanced notice that effective October 3, 2011, it will require expanded disclosure about purchasers purchasing securities in the exempt market
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- Workarea - Capital Markets
- Firm Name - Stikeman Elliott LLP
- Author - Ramandeep K. Grewal
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