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Record SEC settlement in S.A.C. Capital investigation. Well.kind of.

Orrick Herrington & Sutcliffe LLP
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USA
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April 24 2013

On April 16, 2013, Judge Victor Marrero conditionally approved a $600 million consent judgment between the SEC and CR Intrinsic Investors LLC ("CR"

New York State Court dismisses RMBS fraud suit against UBS

Orrick Herrington & Sutcliffe LLP
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USA
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April 15 2013

On April 5, New York Supreme Court Justice Shirley Werner Kornreich dismissed with prejudice a suit brought by six Loreley Financing entities against

Prudential sues Bank of America over $2 billion in RMBS

Orrick Herrington & Sutcliffe LLP
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USA
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March 25 2013

On March 14, several Prudential entities filed suit in the United States District Court for the District of New Jersey against several Bank of

S.D.N.Y denies motion to dismiss RMBS claims against JPMorgan Chase

Orrick Herrington & Sutcliffe LLP
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USA
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March 4 2013

On February 26, Judge Jed S. Rakoff of the federal district court for the Southern District of New York issued a memorandum explaining the reasoning

Internal investigation fees awarded to Goldman Sachs

Orrick Herrington & Sutcliffe LLP
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USA
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March 4 2013

On Monday, February 25, Goldman Sachs won its bid to force former director Rajat K. Gupta to pay legal fees it incurred while investigating Gupta's

Bank of America discloses NYAGinvestigation and SEC inquiry into RMBS practices

Orrick Herrington & Sutcliffe LLP
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USA
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March 4 2013

In its February 28, 2013 Form 10-K filed with the SEC, Bank of America disclosed that it is under investigation by the New York Attorney General over

SEC and FBI try to ketchup to Heinz insider traders

Orrick Herrington & Sutcliffe LLP
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USA
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February 26 2013

In the latest development in an SEC lawsuit filed Friday, February 15, U.S. District Judge Rakoff extended a freeze on a Swiss Goldman Sachs account

SEC is “here to stay” on insider trading

Orrick Herrington & Sutcliffe LLP
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USA
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December 11 2012

It has been over three years since the SEC filed its insider trading charges against Galleon Management and Raj Rajaratnam

IKB files suit against Morgan Stanley over $147m in RMBS

Orrick Herrington & Sutcliffe LLP
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USA
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December 3 2012

On November 16, German lender IKB Deutsche Industriebank AG sued Morgan Stanley and related entities in the Supreme Court for the State of New York for $147 million in connection with the sale of RMBS

DZ Bank files lawsuit against Morgan Stanley over $694m in RMBS

Orrick Herrington & Sutcliffe LLP
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USA
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December 3 2012

On November 21, Deutsche Zentral-Genossenschaftsbank AG filed a summons with notice in Supreme Court for the State of New York against Morgan Stanley in connection with the German bank’s alleged purchase of $694 million in RMBS

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