Search results

Order by most recent / most popular / relevance

Results: 1-10 of 702

Draft Alternative Investment Fund Manages Regulations 2013 published

Orrick Herrington & Sutcliffe LLP
-
European Union, United Kingdom
-
June 17 2013

On June 12, the Draft Investment Fund Managers Regulations 2013, together with an explanatory memorandum, were published. The Regulations come into

ESMA finalises guidelines on remuneration policies and practices under MiFID

Orrick Herrington & Sutcliffe LLP
-
European Union
-
June 17 2013

On June 11, the European Securities and Markets Authority (ESMA) published a final report on the guidelines on remuneration policies and practices

SEC proposes legislation to reform money market funds

Orrick Herrington & Sutcliffe LLP
-
USA
-
June 17 2013

Since the 2008 financial crisis, reforming money market funds has been the subject of high drama and intense scrutiny on Capitol Hill. Advocates for

Do trades made pursuant to 10b5-1 plans still offer a defense to insider trading?

Orrick Herrington & Sutcliffe LLP
-
USA
-
June 14 2013

Rule 10b5-1, enacted in August 2000, codified the SEC's position that trading while in possession of material non-public information is sufficient to

Recent study finds cybersecurity disclosures may fail to meet SEC guidelines

Orrick Herrington & Sutcliffe LLP
-
USA
-
June 13 2013

Hackers aren't the only ones after company information. Earlier this week, Wills Fortune 500, a unit of Wills Group Holdings, a global insurance

Here’s looking at you, money market funds

Orrick Herrington & Sutcliffe LLP
-
USA
-
June 11 2013

While money market funds did not exist when Humphrey Bogart spoke his famous line in Casablanca, since the 2008 financial crisis, reforming money

Financial industry developments

Orrick Herrington & Sutcliffe LLP
-
USA
-
June 10 2013

On June 5, the SEC proposed two alternatives for amending rules that govern money market mutual funds under the '40 Act. The alternatives would (i

ESMA publishes technical advice on Short Selling Regulation

Orrick Herrington & Sutcliffe LLP
-
European Union
-
June 10 2013

On June 3, The European Securities and Markets Authority (ESMA) published its technical advice to the European Commission on the impact of the Short

Rating agency litigation consolidated in Southern District of New York

Orrick Herrington & Sutcliffe LLP
-
USA
-
June 10 2013

On June 6, the United States Judicial Panel on Multidistrict Litigation issued a transfer order consolidating consumer fraud and securities actions

Rare securities trial over credit crises claims results in defense verdict

Orrick Herrington & Sutcliffe LLP
-
USA
-
June 4 2013

On May 28, 2013, in Delshah Group LLC v. Javeri, a rare securities trial regarding credit-crisis related claims, Judge Katherine B. Forrest of the

next >

Search results

Draft Alternative Investment Fund Manages Regulations 2013 published

ESMA finalises guidelines on remuneration policies and practices under MiFID

SEC proposes legislation to reform money market funds

Do trades made pursuant to 10b5-1 plans still offer a defense to insider trading?

Recent study finds cybersecurity disclosures may fail to meet SEC guidelines

Here’s looking at you, money market funds

Financial industry developments

ESMA publishes technical advice on Short Selling Regulation

Rating agency litigation consolidated in Southern District of New York

Rare securities trial over credit crises claims results in defense verdict

Current Search

Suggested Facets

Author

Jurisdiction

Workarea