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Supreme Court allows favorable employer stock ruling to stand
- Katten Muchin Rosenman LLP
- -
- USA
- -
- November 2 2012
The US Supreme Court recently declined to review the “stock drop” cases decided late last year by the US Court of Appeals for the Second Circuit involving Citigroup and McGraw-Hill
Court finds plaintiff's new evidence insufficient to satisfy PSLRA pleading requirements
- Katten Muchin Rosenman LLP
- -
- USA
- -
- October 12 2012
In a securities fraud action, a Colorado district court denied a plaintiff employees’ retirement plan’s motion for relief from a final judgment that dismissed the plaintiff’s original complaint because it did not satisfy the pleading requirements of the Private Securities Litigation Reform Act (PSLRA
DOL revises its position on brokerage windows (again)
- Katten Muchin Rosenman LLP
- -
- USA
- -
- August 3 2012
The Department of Labor (DOL) continues to revise its stance on the disclosures plan sponsors must make to participants about brokerage windows
DOL issues direct final rule related to service provider disclosures
- Katten Muchin Rosenman LLP
- -
- USA
- -
- July 20 2012
The United States Department of Labor (DOL) released a direct final rule on July 13, that amended the procedures retirement plan fiduciaries are to use for reporting a covered service provider’s (CSP’s) failure to furnish the newly required disclosures related to the CSP’s compensation and possible conflicts of interest
DOL finalizes investment advice guidance for 401(k) type plans
- Katten Muchin Rosenman LLP
- -
- USA
- -
- November 11 2011
The Department of Labor (the DOL) recently issued guidance that clarifies how advisers can provide investment advice to retirement plan participants in a manner that protects both the participant and the provider
DOL to revise definition of benefit plan "fiduciary"
- Katten Muchin Rosenman LLP
- -
- USA
- -
- September 23 2011
On September 19, the Employee Benefits Security Administration (EBSA) of the U.S. Department of Labor (DOL) announced its intention to revise and re-propose amendments to its definition of “fiduciary.”
SEC proposes new marketing rules for target date retirement funds
- Katten Muchin Rosenman LLP
- -
- USA
- -
- August 20 2010
The Securities and Exchange Commission has proposed amendments to multiple rules under the Securities Act of 1933 and the Investment Company Act of 1940 regarding the marketing of target date retirement funds
Target date retirement fund investor bulletin issued by DOL and SEC
- Katten Muchin Rosenman LLP
- -
- USA
- -
- May 26 2010
The Department of Labor's Employee Benefits Security Administration (EBSA) and the Securities and Exchange Commission (SEC) have published a bulletin about target date retirement funds (also known as "life cycle funds") that is intended to help investors and plan participants understand and evaluate such investments
Target date retirement fund investor bulletin issued by DOL and SEC
- Katten Muchin Rosenman LLP
- -
- USA
- -
- May 14 2010
The Department of Labor Employee Benefits Security Administration (EBSA) and the Securities and Exchange Commission have published a bulletin about target date retirement funds (also known as "life cycle funds") that is intended to help investors and plan participants understand and evaluate such investments
Last-misrepresentation theory did not render claims against all defendants timely
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 9 2010
In Take-Two Interactive Software, Inc. v. Brant, Take-Two Interactive Software, Inc. asserted claims for violations of Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder against four of its former executives who received backdated stock options
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- Workarea - Capital Markets
- Workarea - Employee Benefits & Pensions
- Firm Name - Katten Muchin Rosenman LLP
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