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Results: 1-10 of 33

SEC announces filing fee increases for FY 2011

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 30 2010

On April 29, the Securities and Exchange Commission announced that for the government’s fiscal year 2011, registration fees under the Securities Act of 1933 will increase from the current rate of $71.30 per $1 million registered to $116.10 per $1 million, an increase of approximately 63

SEC issues technical corrections to recent rule amendments

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 26 2010

On February 23, the Securities and Exchange Commission made technical corrections to rule amendments adopted on December 19, 2009, in the areas of corporate governance and proxy disclosure

SEC adopts proxy rule changes to notice and access model

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 26 2010

On February 22, the Securities and Exchange Commission adopted final rule changes to its notice and access proxy solicitation model (also known as the "notice-only option") which provides for Internet availability of proxy materials following the provision to shareholders of a notice of Internet availability

SEC issues new interpretations on executive compensation and corporate governance reporting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 19 2010

On February 16, the Securities and Exchange Commission's Division of Corporation Finance issued new Compliance and Disclosure Interpretations (C&DIs) on executive compensation reporting under Regulation S-K

SEC proposes amendments to safe harbor rule for equity repurchases

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 29 2010

On January 26, the Securities and Exchange Commission proposed amendments to Exchange Act Rule 10b-18, which provides a safe harbor for an issuer’s repurchase of its equity securities on the open market

SEC approves interpretive guidance on disclosure related to climate change

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 29 2010

At a January 27 Open Meeting, the Securities and Exchange Commission, by a 3-2 vote, approved guidance on disclosure related to the effects on public companies of climate change and regulation concerning climate change

SEC publishes interpretations relating to new proxy disclosure rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 22 2010

On January 20, the Securities and Exchange Commission published Compliance and Disclosure Interpretations (C&DIs) providing further guidance as to transition dates and other clarifications for the new rules on corporate governance disclosures

SEC corrects interpretation regarding Item 2.02 of Form 8-K

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 22 2010

On January 15, the Securities and Exchange Commission’s Division of Corporation Finance replaced a Compliance and Disclosure Interpretation (C&DI) published last week related to the disclosure of information under Item 2.02 of Form 8-K with a prior interpretation from its 2003 Frequently Asked Questions

SEC issues new interpretations on use of non-GAAP financial measures and Item 2.02 of Form 8-K

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 15 2010

On January 11, the Securities and Exchange Commission’s Division of Corporation Finance issued new Compliance and Disclosure Interpretations (C&DIs) on rules, regulations and forms related to non-generally accepted accounting principles (GAAP) financial measures Item 2.02 of Form 8-K

SEC adopts final rules on shareholder advisory vote on executive compensation for TARP recipients

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 15 2010

On January 12, the Securities and Exchange Commission adopted final rules that require companies which have received financial assistance under the Troubled Asset Relief Program (TARP) to include in their proxy statement a separate shareholder vote on executive compensation as required to be disclosed under Item 402 of Regulation S-K