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The reach of the SEC the Hong Kong Exchange

Dorsey & Whitney LLP
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Hong Kong, USA
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December 12 2012

In Morrison v. National Australia Bank, Ltd., 130 S.Ct. 869 (2010) the Supreme Court circumscribed the reach of Exchange Act Section 10(b), limiting it to the water’s edge

This week in securities litigation (week ending October 26, 2012)

Dorsey & Whitney LLP
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Hong Kong, United Kingdom, USA
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October 26 2012

The focus this week was on white collar criminal securities cases

This week in securities litigation (week ending July 6, 2012)

Dorsey & Whitney LLP
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Hong Kong, USA
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July 5 2012

The SEC is heading for a record year in terms of the number of settled enforcement actions according to a new report by NERA

Protecting investors in the U.S. and abroad

Dorsey & Whitney LLP
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Australia, Hong Kong, United Kingdom, USA
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May 23 2012

The SEC faces a variety of issues in protecting U.S. investors in the capital markets of this country

This week in securities litigation (week ending May 18, 2012)

Dorsey & Whitney LLP
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Hong Kong, USA
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May 18 2012

The Commission issued a record number of trading suspensions for one day this week as part of an on-going effort to prevent microcap manipulations

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Workarea - Capital Markets
Workarea - Litigation
Firm Name - Dorsey & Whitney LLP
Jurisdiction - Hong Kong
Jurisdiction - USA