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Results: 1-10 of 38

This week in securities litigation (week ending September 19, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken

This week in securities litigation (week ending June 27, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • June 26 2014

The Supreme Court handed down its much anticipated decision in Halliburton. While the Court declined to overrule Basicand its presumption of reliance

This week in securities litigation (week ending June 20, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, European Union, Hong Kong, Japan, United Kingdom, USA
  • -
  • June 19 2014

High speed trading and conflict of interest in the market place were the topics of the week. Two Senate committees held hearings on the issues which

This week in securities litigation (week ending June 13, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • June 12 2014

The Commission failed to prove its insider trading claims to the satisfaction of a jury for the second week in a row. This time a Los Angeles jury

This week in securities litigation (week ending June 6, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • June 5 2014

The SEC had mixed results in court this week. A Manhattan jury returned a verdict against the agency in a high profile and long-running insider

This week in securities litigation (week ending May 30, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • May 29 2014

In a holiday shortened week, the SEC filed actions based on the malfeasance at a transfer agent, financial fraud, insider trading and investment fund

This week in securities litigation (week ending may 16, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a

This week in securities litigation (week ending May 9, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • May 8 2014

The Commission issued an order which stayed the small segment of its controversial conflict mineral rule which the Court of Appeals concluded

Open sesame? Not for now, Alibaba part 1

  • Dorsey & Whitney LLP
  • -
  • China, Hong Kong, USA
  • -
  • April 25 2014

For months Alibaba Group Holding Limited ("Alibaba") had tried to convince the Stock Exchange of Hong Kong Limited ("SEHK") that they should open

This week in securities litigation (week ending April 25, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • April 24 2014

Insider trading and fraudulent investment schemes were the focus of SEC Enforcement this week. The Commission filed insider trading actions tied to