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Oil and gas companies listing on the Hong Kong Stock Exchange
- Dorsey & Whitney LLP
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- Hong Kong
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- April 17 2013
There is increasing interest by oil and gas companies to list on the Hong Kong Stock Exchange ("HKEx"). Sunshine Oilsands Ltd, based in Calgary
The reach of the SEC the Hong Kong Exchange
- Dorsey & Whitney LLP
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- Hong Kong, USA
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- December 12 2012
In Morrison v. National Australia Bank, Ltd., 130 S.Ct. 869 (2010) the Supreme Court circumscribed the reach of Exchange Act Section 10(b), limiting it to the water’s edge
This week in securities litigation (week ending October 26, 2012)
- Dorsey & Whitney LLP
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- Hong Kong, United Kingdom, USA
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- October 26 2012
The focus this week was on white collar criminal securities cases
Regulatory efforts to obtain audit papers in China continue to fail
- Dorsey & Whitney LLP
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- Hong Kong
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- August 27 2012
The Securities and Futures Commission of Hong Kong instituted a proceeding against Ernst & Young Hong Kong for failing to produce audit work papers
This week in securities litigation (week ending July 6, 2012)
- Dorsey & Whitney LLP
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- Hong Kong, USA
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- July 5 2012
The SEC is heading for a record year in terms of the number of settled enforcement actions according to a new report by NERA
Protecting investors in the U.S. and abroad
- Dorsey & Whitney LLP
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- Australia, Hong Kong, United Kingdom, USA
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- May 23 2012
The SEC faces a variety of issues in protecting U.S. investors in the capital markets of this country
This week in securities litigation (week ending May 18, 2012)
- Dorsey & Whitney LLP
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- Hong Kong, USA
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- May 18 2012
The Commission issued a record number of trading suspensions for one day this week as part of an on-going effort to prevent microcap manipulations
Rule changes in works to ease secondary listings in Hong Kong
- Dorsey & Whitney LLP
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- Hong Kong
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- April 18 2011
The Securities and Futures Commission ("SFC") and The Stock Exchange of Hong Kong Limited ("HKEx") are seeking rule changes in the hope to continue to attract more international firms to apply for secondary listings on the HKEx
A comparative regulatory guide to listing in Hong Kong, London, New York and Toronto
- Dorsey & Whitney LLP
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- Canada, Hong Kong, United Kingdom, USA
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- February 10 2010
There are two listing standards for NYSE: the Non-U.S. Standards for non-U.S. companies (which is further subdivided into two sets of standards worldwide and domestic under which non-U.S. companies may qualify for listing) and the U.S. Standards for domestic companies
HKEx publishes consultation paper on proposed listing rules for mineral and exploration companies
- Dorsey & Whitney LLP
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- Hong Kong
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- September 29 2009
Hong Kong Exchanges and Clearing Limited ("HKEx") published a consultation paper on proposed new Listing Rules for Mineral and Exploration Companies on September 11, 2009 (the "Proposed Rules"
