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Could the SEC become irrelevant?

Dorsey & Whitney LLP
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USA
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May 22 2013

New SEC Chair Mary Jo White many well be facing an early test of her leadership. The battle ground could be money market reform. The stakes are high

Supreme Court takes up SOX whistleblower case

Dorsey & Whitney LLP
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USA
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May 20 2013

The Supreme Court agreed to hear a significant case concerning the coverage of the Sarbanes-Oxley whistleblower provisions. The central issue to be

This week in securities litigation (week ending May 17, 2013)

Dorsey & Whitney LLP
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USA
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May 17 2013

Companies with China based operations were a focus this week for the SEC. The Commission filed two financial fraud actions against companies whose

Where will the new administration take the SEC?

Dorsey & Whitney LLP
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USA
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May 17 2013

While the SEC Chair is battling Congress to secure a budget which approaches $2 billion the number of cases being brought by the enforcement program

The Dell insider trading cases

Dorsey & Whitney LLP
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USA
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May 15 2013

Anthony Chiasson, the co-founder of hedge fund Level Global Investors, was sentenced on insider trading charges this week to serve 78 months in

SEC sues PRC issuer in what business?

Dorsey & Whitney LLP
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China, USA
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May 14 2013

The Commission has filed a series of actions against China based issuers. Some have centered on financial fraud and misrepresentation claims such as

This week in securities litigation (week ending May 10, 2013)

Dorsey & Whitney LLP
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USA
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May 10 2013

The focus this week was on the proposed SEC budget as new SEC Chair Mary Jo White told a House subcommittee that the agency needs about a 26

The proposed SEC budget: up 26 to $1.67 billion

Dorsey & Whitney LLP
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USA
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May 8 2013

The SEC is seeking a 26 increase in its budget for the next fiscal year, to $1.674 billion. The increase will permit the agency to add 676 new staff

SEC, USAO file kickback charges based on Argentinean bond scheme

Dorsey & Whitney LLP
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USA
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May 7 2013

Fraud charges centered on a kickback scheme that generated more over $60 million trading Venezuelan bonds which was executed by employees of a New

The SEC charges City of Harrisburg with fraud

Dorsey & Whitney LLP
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USA
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May 6 2013

For the first time the SEC charged a municipality for making false and misleading statements outside of its securities disclosure documents. The

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Search results

Could the SEC become irrelevant?

Supreme Court takes up SOX whistleblower case

This week in securities litigation (week ending May 17, 2013)

Where will the new administration take the SEC?

The Dell insider trading cases

SEC sues PRC issuer in what business?

This week in securities litigation (week ending May 10, 2013)

The proposed SEC budget: up 26 to $1.67 billion

SEC, USAO file kickback charges based on Argentinean bond scheme

The SEC charges City of Harrisburg with fraud

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