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Results: 1-10 of 87

Former Tyco director settles with pension fund in opt-out action

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • January 4 2010

In 2002, Tyco became embroiled in a well-publicized scandal arising out of alleged corporate looting by the company’s top management

Securities and Futures Commission publishes new handbook

  • Edwards Wildman Palmer LLP
  • -
  • Hong Kong
  • -
  • July 16 2010

On 25 June 2010, the Securities and Futures Commission of Hong Kong (the SFC) published the new SFC handbook (the Handbook), which came into immediate effect

Speech by Sally Dewar - taking the FSA's corporate governance agenda forward

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • April 6 2010

Sally Dewar, the Financial Services Authority's (FSA) managing director of Risk, gave a speech entitled "Taking the FSA's corporate governance agenda forward" at the City Corporate Governance and Remuneration Summit on 30 March 2010

NERA report: SEC settlement trends

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • December 9 2009

On December 7, 2009, NERA Economic Consulting issued its report titled: "SEC Settlement Trends: 3Q09 Update" (the "NERA Report"

Financial Services Act 2010

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • April 16 2010

The Financial Services Act 2010 (the Act) received Royal Assent on 8 April 2010

FSA prosecutes for change of control offence

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • February 19 2010

Semperian PPP Investment Partners (Semperian) has pleaded guilty to an offence under section 191(3) of the Financial Services and Markets Act 2000

Confederation of British Industry and PricewaterhouseCoopers publish report on the future of the financial services industry

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • January 28 2010

On the 20th anniversary of the Confederation of British Industry and PricewaterhouseCoopers Financial Services Survey, twenty leading figures from across the financial services industry have given their views in a report entitled "2020 Vision - The Future of Financial Services" (the Report

Financial Service Authority wins appeal case on co-operation with overseas regulators

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • March 4 2010

The Financial Services Authority (FSA) went to the Court of Appeal to seek clarification regarding its obligation to co-operate with the Securities and Exchange Commission (SEC

U.S. Securities and Exchange Commission brings civil action against former New Century executives

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • January 6 2010

On December 7, 2009, the SEC charged three former executives of New Century Financial Corporation with securities fraud

Hedge fund closes two of its funds and liquidates holdings

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • September 3 2009

According to press reports, Atticus Capital announced recently that it would shut down two of its three funds and liquidate their $3 billion in holdings

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