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Chief Executive of the FSA gives update on UK regulatory reform

Edwards Wildman Palmer LLP
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United Kingdom
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January 4 2011

We have reported previously on proposals to establish a 'twin peaks' regulatory approach in the UK

FSA releases updated Remuneration Code

Edwards Wildman Palmer LLP
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United Kingdom
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December 23 2010

On 17 December 2010, the FSA published an updated Remuneration Code to account for the changes required by the EU Capital Requirements Directive (CRD 3

Lehman ruling on title to securities acquired for affiliates

Edwards Wildman Palmer LLP
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European Union
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December 8 2010

The High Court has given another lengthy ruling on issues arising in the administration of Lehman Brothers International (Europe) (LBIE

SEC issues first progress report on convergence of global accounting standards

Edwards Wildman Palmer LLP
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Global, USA
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November 29 2010

Earlier this year, the leadership at the United States Securities and Exchange Commission (the "SEC") directed its staff at the Office of the Chief Accountant to develop a Work Plan to consider the convergence of the U.S

BankAtlantic loses class action trial

Edwards Wildman Palmer LLP
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USA
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November 18 2010

In a verdict handed down on Thursday (111810), a South Florida federal jury found that BankAtlantic violated federal securities laws by making several false statements to investors during the class period

FSA enhances client asset protection

Edwards Wildman Palmer LLP
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United Kingdom
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November 10 2010

In the light of the Lehman collapse, the FSA has been taking steps to improve client asset protection

District Court dismisses subprime class action case with prejudice

Edwards Wildman Palmer LLP
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USA
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October 20 2010

The U.S. District Court in Manhattan recently dismissed a securities class action brought by a proposed class of investors, alleging that the company and two of its senior officers violated Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”) and SEC Rule 10b-5 by making false or materially misleading disclosures about the company’s risk management and exposure to mortgage-related securities

ARS derivative suits will need to overcome business judgment rule

Edwards Wildman Palmer LLP
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USA
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October 12 2010

In the past few months, several derivative suits against mutual fund issuers of auction rate securities (ARS) have hit the courts

Treasury Department proposes a plan that would require US banks to report all overseas money transfers

Edwards Wildman Palmer LLP
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USA
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September 29 2010

On September 29, the Washington Post and New York Times reported that the United States Treasury Department's Financial Crimes Enforcement Network ("FinCEN") issued a proposal this week that would require US banks to report all electronic money transfers into and out of the United States

FSA reforms - update

Edwards Wildman Palmer LLP
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United Kingdom
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July 21 2010

We have reported previously on the UK government's proposals to reform the regulatory structure in the UK and abolish the FSA (click here to see our post

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Search results

Chief Executive of the FSA gives update on UK regulatory reform

FSA releases updated Remuneration Code

Lehman ruling on title to securities acquired for affiliates

SEC issues first progress report on convergence of global accounting standards

BankAtlantic loses class action trial

FSA enhances client asset protection

District Court dismisses subprime class action case with prejudice

ARS derivative suits will need to overcome business judgment rule

Treasury Department proposes a plan that would require US banks to report all overseas money transfers

FSA reforms - update

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