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Financial Service Authority wins appeal case on co-operation with overseas regulators
- Edwards Wildman Palmer LLP
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- United Kingdom
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- March 4 2010
The Financial Services Authority (FSA) went to the Court of Appeal to seek clarification regarding its obligation to co-operate with the Securities and Exchange Commission (SEC
FSA prosecutes for change of control offence
- Edwards Wildman Palmer LLP
- -
- United Kingdom
- -
- February 19 2010
Semperian PPP Investment Partners (Semperian) has pleaded guilty to an offence under section 191(3) of the Financial Services and Markets Act 2000
