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Results: 1-7 of 7
District court compels SEC to produce non-public documents
- Katten Muchin Rosenman LLP
- -
- USA
- -
- October 19 2012
The US District Court for the District of Kansas recently ordered the Securities and Exchange Commission to produce certain non-public, internal documents to defendant in a civil enforcement action
Securities fraud claim survives despite post-fraud stock recovery
- Katten Muchin Rosenman LLP
- -
- USA
- -
- August 10 2012
The U.S. Court of Appeals for the Second Circuit recently considered whether a stock’s share price recovery soon after the fraud became known defeats an inference of economic loss in a securities fraud suit at the pleading stage
District court considers defendants' challenge to SEC's motion for final judgment
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 27 2012
The Securities and Exchange Commission filed an enforcement action against defendants Robert D. Orr and Leland G. Orr alleging massive financial fraud
Court addresses challenges to adequacy of lead plaintiff in consolidated class action
- Katten Muchin Rosenman LLP
- -
- USA
- -
- February 17 2012
The U.S. District Court for the Southern District of New York recently addressed lead plaintiff designation in a consolidated class action brought under the Private Securities Litigation Reform Act (PSLRA
Court dismisses securities fraud claim for failure to allege economic loss
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 27 2012
Notwithstanding a high level corporate officer’s allegedly duplicitous conduct, the U.S. District Court for the Western District of Pennsylvania recently dismissed a securities fraud claim based on the plaintiff’s failure to allege economic loss attributable to the alleged misrepresentation of the defendant
Ninth Circuit allows discharge of debt related to securities law violation
- Katten Muchin Rosenman LLP
- -
- USA
- -
- September 23 2011
The U.S. Court of Appeals for the Ninth Circuit has found that debts relating to a securities law violation could be discharged in a Chapter 7 bankruptcy proceeding if the debtor himself was not responsible for violating federal securities laws
SEC requires $5.4 million payment in first-ever Deferred Prosecution Agreement
- Katten Muchin Rosenman LLP
- -
- USA
- -
- May 20 2011
The Securities and Exchange Commission entered into a Deferred Prosecution Agreement (DPA) with Tenaris S.A. in the SEC's first-ever use of such agreement to facilitate and reward cooperation with the SEC
Current Search
- Workarea - Capital Markets
- Author - Bruce M. Sabados
- Author - Elizabeth D. Langdale
- Firm Name - Katten Muchin Rosenman LLP