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The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased
FSA plans to email small firms whose permissions include safeguarding and administration without arranging, or which have authority to hold client money, during the first week of January
FSA has banned a former managing director at Toronto Dominion Bank and fined him £750,000 for deliberately mismarking trading positions and misleading his staff to conceal his losses over a two-year period
FSA is consulting on changes to COBS that will ensure compliance with the standards of the Retail Distribution Review (RDR) when consumers use platforms to buy and manage investments
