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IOSCO consults on auditor transparency, communication and ownership structures

Norton Rose LLP
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Global
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September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues

Briefing for the September 2009 G20 Finance Ministers’ meeting and Pittsburgh Summit by securities and derivatives industry representatives

Norton Rose LLP
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Global
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September 14 2009

In preparation for the 5 September 2009 meeting of G20 Finance Ministers and the 24 September 2009 Pittsburgh Summit the London Investment Banking Association, the Securities Industry and Financial Markets Association, the International Swaps and Derivatives Association, the Futures and Options Association and the Investment Industry Association of Canada have published a joint briefing note which sets out their members’ views on key overarching steps that should be taken in finalising the policy programme

IOSCO Final Report - Unregulated Financial Markets and Products

Norton Rose LLP
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Global
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September 14 2009

The International Organization of Securities Commissions’ (IOSCO) Technical Committee has published a Final Report on Unregulated Financial Markets and Products

IOSCO consultation report on unregulated financial markets and products

Norton Rose LLP
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Global
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May 11 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a Consultation Report on unregulated financial markets and products

IOSCO speech - Who should do what in the global financial architecture... the art of the possible

Norton Rose LLP
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Global
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May 4 2009

The International Organization of Securities Commissions (IOSCO) has published a speech by its Chairperson Jane Diplock (JD

Auditor communications, transparency and ownership structure consultation reports comment period extended to 15 January 2010

Norton Rose LLP
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Global
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October 26 2009

The International Organization of Securities Commissions (IOSCO) has announced that the comment period for the following Consultation Reports has been extended to 15 January 2010

IOSCO publishes principles for effective regulation of short selling

Norton Rose LLP
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Global
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June 29 2009

The International Organization of Securities Commissions (IOSCO) has published a final report entitled Regulation of Short Selling which contains high level principles for the effective regulation of short selling

Hedge Funds Oversight: Final report

Norton Rose LLP
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Global
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June 29 2009

On 18 March 2009, the International Organization of Securities Commissions (IOSCO) published a Consultation Report entitled Hedge Funds Oversight

Impact on and responses of emerging markets to the financial crisis

Norton Rose LLP
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Global
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June 29 2009

The International Organization of Securities Commissions (IOSCO) has published a consultation report entitled Impact on and Responses of Emerging Markets to the financial crisis

AIMA welcomes IOSCO hedge fund regulation principles

Norton Rose LLP
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Global
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June 29 2009

The Alternative Investment Management Association (AIMA) has issued a press statement welcoming the principles for hedge fund regulation published by the International Organization of Securities Commissions (IOSCO

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