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Three sentenced to jail for £27.5 million boiler room scam

  • Dentons
  • -
  • United Kingdom
  • -
  • August 25 2011

FSA announced that three men have been sentenced to a total of 19 years in jail for boiler room fraud following a long-running and detailed investigation by FSA, the City of London Police and Eurojust

IMA comments on FATF Standards

  • Dentons
  • -
  • Global
  • -
  • January 14 2011

IMA has commented on FATF's consultation on its review of its Standards

FSA sets priorities for combating financial crime in 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • November 23 2012

Tracey McDermott, FSA’s director of the Enforcement and Financial Crime Division, has spoken on FSA’s work, regulatory reform and expectations from firms in the field of combating financial crime

FSA publishes investment bank ABC systems and controls review

  • Dentons
  • -
  • United Kingdom
  • -
  • March 16 2012

In its thematic review, FSA found a number of common weaknesses in the way investment banks implement effective anti-bribery and corruption systems and controls

FSA bans firms

  • Dentons
  • -
  • United Kingdom
  • -
  • August 21 2009

FSA has banned: a sole trader who was convicted of money laundering; a firm that had not carried on any regulated activity for one year; and a firm that had not paid fees

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an

AIC publishes Bribery Act guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • June 3 2011

AIC has published some informal general guidance on compliance with the Bribery Act

Treasury not to opt in to MAD criminal sanctions

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • February 24 2012

Mark Hoban announced in Parliament that the UK has decided not to opt in to the Commission's proposal for a Directive on criminal sanctions for market abuse and insider dealing (MAD

Commission lists Q4 plans

  • Dentons
  • -
  • European Union
  • -
  • October 5 2012

The Commission has published its table of actions expected to be adopted before the end of this year

Government confirms DPA introduction

  • Dentons
  • -
  • United Kingdom
  • -
  • October 26 2012

The Government has confirmed it will introduce deferred prosecution agreements (DPAs) as a new tool in economic crime cases