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FSA sets priorities for combating financial crime in 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • November 23 2012

Tracey McDermott, FSA’s director of the Enforcement and Financial Crime Division, has spoken on FSA’s work, regulatory reform and expectations from firms in the field of combating financial crime

FSA obtains conviction for insider dealing

  • Dentons
  • -
  • United Kingdom
  • -
  • November 23 2012

FSA has obtained a conviction for Thomas Ammann for two counts of insider dealing

Presidency publishes CMAD compromises

  • Dentons
  • -
  • European Union
  • -
  • November 23 2012

The Presidency has published the third and fourth compromise texts, dated 29 October and 6 November respectively, on the proposed Directive on Criminal Sanctions for Market Abuse (CMAD

Financial Regulatory Developments 20 June - Presidency of the EU Council (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • June 20 2014

The Presidency published a note on its recommendation that the latest compromise text for the fourth Money Laundering Directive (MLD4) be agreed

Financial Regulatory Developments 20 June - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 20 2014

In this year's Mansion House speech, key announcements were: the Fair and Effective Markets Review, a comprehensive review of standards in the fixed

Presidency publishes new CMAD compromise

  • Dentons
  • -
  • European Union
  • -
  • November 16 2012

The Presidency has published the second compromise text, dated 18 October, on the proposed Directive on Criminal Sanctions for Market Abuse (CMAD

ECON publishes MAR and CMAD reports

  • Dentons
  • -
  • European Union
  • -
  • November 16 2012

The reports on the Market Abuse Regulation (MAR) and CMAD that ECON adopted on 9 October are now available

Financial Regulatory Developments 9 January - Presidency of the Council of the EU (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • January 9 2015

The Latvian Presidency has published its programme for the next six months. Among its priorities are:addressing capital market union; progressing

FSA helps find a boiler room

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors

AIC publishes Bribery Act guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • June 3 2011

AIC has published some informal general guidance on compliance with the Bribery Act