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Results: 1-10 of 914

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

Financial Regulatory Developments 18 July - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

Various legislation made under the Banking Act 2009 relating to the application of the Special Resolution Regime to investment firms takes effect on

Financial Regulatory Developments 11 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 11 2014

FCA has published its policy statement on regulated fees and levies for 201415. Responses to the consultation expressed some strong views: almost

Financial Regulatory Developments 4 July - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • July 4 2014

The Council has highlighted that standards on remuneration and transparency in banks and investment firms that supplement the fourth Capital

Financial Regulatory Developments 14 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

FCA has made its final rules on crowdfunding following its consultation. It has taken forward most of its proposals and made changes to several parts

UK financial sanctions: the regime and the regulator

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda

Unfair contract terms: "read and understood" declarations

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair

MiFID 2: change and prescription

  • Dentons
  • -
  • European Union
  • -
  • January 24 2012

On 20 October, the European Commission presented its legislative proposals for a package of measures to update the Markets in Financial Instruments Directive (MiFID

Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt

Financial Regulatory Developments 27 June - Presidency of the Council of the EU (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • June 27 2014

The Presidency has published its second compromise text on the revised Insurance Mediation Directive (IMD 2). One stylistic change substitutes the