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Financial Regulatory Developments 7 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 7 2014

FCA has made the bulk of its final rules to effect the transfer of consumer credit (CC) regulation from 1 April. The rules: fill in most of the

Financial Regulatory Developments 21 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 21 2014

FCA has added several new pages to its website to help firms prepare for consumer credit authorisation by it. The pages relate to: preparing for

Financial Regulatory Developments 28 February - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union, Ireland
  • -
  • February 28 2014

ESMA has published tables showing the national authorities that have told it they comply or intend to comply with its guidelines on the MiFID

Financial Regulatory Developments 28 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 28 2014

FCA has carried out its second review on readiness for the Mortgage Market Review (MMR). All relevant firms say they will be ready in time although

Financial Regulatory Developments 7 March - European Parliament (EP)

  • Dentons
  • -
  • European Union
  • -
  • March 7 2014

EP has voted in plenary on IMD2. Its key concerns, reflected in the results of its vote, are: aligning IMD2 with MiFID 2; allowing national

Financial Regulatory Developments 28 February - European Parliament (EP)

  • Dentons
  • -
  • European Union
  • -
  • February 28 2014

The Economic Affairs and the Justice and Home Affairs committees in EP have approved (MLD4). They focused on the new requirement for public listing

Financial Regulatory Developments 7 March - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • March 7 2014

The Mortgage Credit Directive (MCD) was published in the Official Journal of the EU (OJEU) on 28 February. Member States must transpose the Directive

Financial Regulatory Developments 7 March - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 7 2014

BoE has announced that, in the course of its internal investigation into whether its staff were involved in the manipulation of the foreign exchange

Financial Regulatory Developments 7 March - Financial Services Compensation Scheme (FSCS)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 7 2014

FSCS has confirmed it will not be imposing an interim levy on investment intermediaries for 201314. Originally, it had expected to do so. (Source:

Financial Regulatory Developments 28 February - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • February 28 2014

The Board of IOSCO has held a meeting in Kuala Lumpur, Malaysia, where it focused on growth and emerging markets, announcing the preparation of a