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FOS consults on VJ extension
- Dentons
- -
- United Kingdom
- -
- May 10 2013
FOS is consulting on extending the scope of its voluntary jurisdiction (VJ). The territorial scope of the VJ is wider than that of the compulsory
IMCO reports on IMD2 and KID
- Dentons
- -
- European Union
- -
- May 10 2013
The Internal Market and Consumer Protection Committee (IMCO) has reported to the Economic and Monetary Affairs Committee (ECON) on the proposals for
EP updates voting dates
- Dentons
- -
- European Union
- -
- May 10 2013
EP has changed the proposed sitting dates for the hearing on the UCITS V proposals between late May and early June a few times, with the plenary
FCA reminds of need for disclosure updates
- Dentons
- -
- United Kingdom
- -
- May 10 2013
FCA has reminded firms that they should review their documents and other materials in which they make status disclosures, to ensure they are up to
FCA publishes regulation round-up
- Dentons
- -
- United Kingdom
- -
- May 3 2013
FCA's first regulation round-up summarises current issues for firms. This month's issue includes: FCA's planned timetable for consulting on changes
FCA updates on UCIS distribution
- Dentons
- -
- United Kingdom
- -
- May 10 2013
FCA has not yet submitted proposals for guidance on marketing of unregulated collective investment schemes (UCIS) and close substitutes to its Board
FSA publishes FCA approach document
- Dentons
- -
- United Kingdom
- -
- October 19 2012
Martin Wheatley launched the FCA approach document, called "Journey to the FCA"
Further delays to key voting dates
- Dentons
- -
- European Union
- -
- May 3 2013
EP has delayed until 23 October the votes on the Key Information Document Directive (KID), the recast Insurance Mediation Directive (IMD2) and the
FCA makes new rules
- Dentons
- -
- United Kingdom
- -
- May 3 2013
FCA has held its first board meeting and has published new rules, as follows: The Financial Conduct Authority Handbook Designation (Correction
Commission launches review of ESFS
- Dentons
- -
- European Union
- -
- May 3 2013
The Commission is consulting, until 19 July, on the review of the European System of Financial Supervision (ESFS), composed of the European
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