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Outsourcing for asset managers

  • Dentons
  • -
  • European Union
  • -
  • February 16 2015

It is increasingly difficult for firms easily to check which of the myriad rules on outsourcing in financial services apply to them. Rosali Pretorius

The EU's MiFID 2: communicating with clients

  • Dentons
  • -
  • European Union
  • -
  • February 16 2015

The EU’s Markets in Financial Instruments Directive reform package, comprising a new Markets in Financial Instruments Directive and a new Markets in

Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms

The regulatory change treadmill in the UK gathering pace or slowing down?

  • Dentons
  • -
  • United Kingdom
  • -
  • February 16 2015

This time last year, Emma Radmore of Dentons looked at 10 key legislative and regulatory changes that will affect participants in the UK financial

MiFID 2: ESMA publishes first technical advice

  • Dentons
  • -
  • European Union
  • -
  • December 23 2014

The European Securities and Markets Authority (ESMA) published the follow-up papers to its summer consultations on the revised Markets in Financial

Consumer credit regulation: keeping pace with permissions

  • Dentons
  • -
  • United Kingdom
  • -
  • February 16 2015

With consumer credit regulation now firmly in the Financial Conduct Authority's hands, all affected firms should be checking whether they have met

Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA

Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

Financial Regulatory Developments 9 January - Joint Committee of European Supervisory Authorities (ESAs) (EBA, ESMA and EIOPA)

  • Dentons
  • -
  • European Union
  • -
  • January 9 2015

The Joint Committee of ESAs has published the final draft of the Joint Guidelines on the convergence of practices aimed at ensuring consistency of