We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 963

MiFID 2: ESMA publishes first technical advice

  • Dentons
  • -
  • European Union
  • -
  • December 23 2014

The European Securities and Markets Authority (ESMA) published the follow-up papers to its summer consultations on the revised Markets in Financial

Financial Regulatory Developments 9 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

Following Treasury's announcement on the creation of criminal offences relating to additional benchmarks, FCA is consulting on updating its current

Financial Regulatory Developments 23 January - Financial Services Consumer Panel (FSCP)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2015

FSCP has published a position paper on its concerns about the recast Insurance Mediation Directive (now known as the Insurance Distribution Directive

Financial Regulatory Developments 23 January - European Commission (Commission)

  • Dentons
  • -
  • European Union, USA
  • -
  • January 23 2015

There was a meeting of the US-EU Financial Markets Regulatory Dialogue on 12 January. The Commission and ESMA participated with several US government

Financial Regulatory Developments 9 January - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • January 9 2015

ESMA has published a list of responses to its consultation on draft guidelines on the application of C6 and C7 of Annex I of the Markets in Financial

IOSCO lists MMoU non-signatories

  • Dentons
  • -
  • Global
  • -
  • March 8 2013

IOSCO has published a list of members who have not yet signed its Multilateral Memorandum of Understanding (MMoU) on consultation and cooperation

Financial Regulatory Developments 19 December - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • December 19 2014

EBA has published an update to its Risk Dashboard for the EU banking sector reflecting the development of Key Risk Indicators identified by banks in

Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing

Financial Regulatory Developments 9 January - Presidency of the Council of the EU (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • January 9 2015

The Latvian Presidency has published its programme for the next six months. Among its priorities are:addressing capital market union; progressing

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013