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Results: 1-10 of 910

Financial Regulatory Developments 27 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

FCA has published a discussion paper looking at how it should recover the costs of processing authorisation applications. The paper looks just at the

Financial Regulatory Developments 27 June - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

PRA has published updates to its "approach" documents for banking and insurance supervision. (Source: PRA Banking Approach June 2014 and PRA

Financial Regulatory Developments 27 June - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

The latest edition of Ombudsman News focuses on disputes involving health and medical insurance, payment protection insurance and credit files and

Financial Regulatory Developments 27 June - Presidency of the Council of the EU (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • June 27 2014

The Presidency has published its second compromise text on the revised Insurance Mediation Directive (IMD 2). One stylistic change substitutes the

Financial Regulatory Developments 4 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

At FCA's June Board meeting, it made the following new rules: the Handbook Administration (No 34) Instrument 2014: this makes minor changes to

Financial Regulatory Developments 4 July - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

PRA has finalised its rules on its fees and levies. Its policy statement in response to its consultation highlights: its final Annual Funding

Financial Regulatory Developments 27 June - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • June 27 2014

The Commission has published the responses it has received on its consultation on the delineation between FX spot and derivative contracts. The

Financial Regulatory Developments 4 July - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • July 4 2014

The Council has highlighted that standards on remuneration and transparency in banks and investment firms that supplement the fourth Capital

Financial Regulatory Developments 13 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 13 2014

FCA has published its policy statement and final rules following its review of the client asset regime for investment businesses. It is making many

Financial Regulatory Developments 20 June - Presidency of the EU Council (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • June 20 2014

The Presidency published a note on its recommendation that the latest compromise text for the fourth Money Laundering Directive (MLD4) be agreed