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Results: 1-10 of 923

Financial Regulatory Developments 29 August - European Supervisory Authorities (ESAs)

  • Dentons
  • -
  • European Union
  • -
  • August 29 2014

The Joint Committee of the ESAs has published the translations of the guidelines for complaints-handling for the securities and banking sectors. They

Financial Regulatory Developments 22 August - The City of London Law Society (CLLS)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 22 2014

CLLS has published its response to ESMA's consultation paper (CP) on the technical advice it is to provide under, mainly, the recast Markets in

Financial Regulatory Developments 15 August - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • August 15 2014

The Commission has asked the European Insurance and Occupational Pensions Authority (EIOPA) for advice on possible delegated measures relating to the

Financial Regulatory Developments 8 August - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • August 8 2014

The European Supervisory Authorities (ESAs) have reminded financial institutions of the consumer protection measures they must remember if placing

Financial Regulatory Developments 8 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

FCA has published its consultation paper on implementing the Bank Recovery and Resolution Directive (BRRD) into its rules. Treasury and PRA have

Financial Regulatory Developments 8 August - Legislation

  • Dentons
  • -
  • European Union, Russia, Ukraine, United Kingdom
  • -
  • August 8 2014

The EU published its Regulation on the further Ukrainian sanctions (8332014 - the EU Regulation) on 31 July. Treasury has made the Ukraine (European

Financial Regulatory Developments 8 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

PRA and FCA have made disclosures on prudential regulation and supervision required by the fourth Capital Requirements Directive (CRD 4), including

Financial Regulatory Developments 1 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

FCA has fined Lloyds Bank and Bank of Scotland (BoS) £105 million for failings relating to LIBOR and other benchmarks. The fines cover: £70 million

EU regulatory reform: the past six months

  • Dentons
  • -
  • European Union
  • -
  • July 30 2014

It seems a long time since the global agreement on the need for radical reform of financial services regulation in the wake of the financial crisis

Financial Regulatory Developments 25 July - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

Treasury has published amendments to the FSMA (Regulated Activities) Order (RAO). The changes took effect on 15 July and confirm the position of