We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 929

Financial Regulatory Developments 12 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 12 2014

FCA has published its conclusions from its latest review on how non-financial counterparties (NFCs) calculate the clearing threshold for the purposes

Financial Regulatory Developments 12 September - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)

  • Dentons
  • -
  • Global
  • -
  • September 12 2014

BIS has published a paper on developments in collateral management services which are driven by increased use of collateral linked to regulatory

Financial Regulatory Developments 12 September - European Private Equity & Venture Capital Association (EVCA)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

EVCA has submitted its response to ESMA's consultations on the Level 2 measures under the revised package for markets in financial instruments (MiFID

Financial Regulatory Developments 12 September - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

The new Commission President-elect, Jean-Claude Juncker, has announced the new sectoral Commissioners. The UK gets a leading role, with Jonathan Hill

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

Financial Regulatory Developments 5 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 5 2014

ESMA has announced that LME Clear has been added to its list of central counterparties registered under the European Market Infrastructure Regulation

Financial Regulatory Developments 29 August - European Supervisory Authorities (ESAs)

  • Dentons
  • -
  • European Union
  • -
  • August 29 2014

The Joint Committee of the ESAs has published the translations of the guidelines for complaints-handling for the securities and banking sectors. They

Financial Regulatory Developments 22 August - The City of London Law Society (CLLS)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 22 2014

CLLS has published its response to ESMA's consultation paper (CP) on the technical advice it is to provide under, mainly, the recast Markets in

Financial Regulatory Developments 15 August - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • August 15 2014

The Commission has asked the European Insurance and Occupational Pensions Authority (EIOPA) for advice on possible delegated measures relating to the

Financial Regulatory Developments 8 August - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • August 8 2014

The European Supervisory Authorities (ESAs) have reminded financial institutions of the consumer protection measures they must remember if placing