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Financial Regulatory Developments 12 December - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • December 12 2014

The Regulation on key information documents (KIDs) for packaged retail and insurance-based Investment Products (PRIIPs) was published in the OJEU on

Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17

Financial Regulatory Developments 5 December - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • December 5 2014

The Presidency has published its compromise response to the proposal for a Regulation on money market funds (MMFs). It has proposed significant

Financial Regulatory Developments 5 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 5 2014

FCA is consulting on its policy proposals for its 201516 fees and levies. The paper covers in particular:fees for the Payment Services Regulator

Financial Regulatory Developments 14 November - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

ESMA has launched a call for evidence to help it draft its Opinion on passporting under the Alternative Investment Fund Managers Directive (AIFMD

Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations

Financial Regulatory Developments 14 November - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

The Council has confirmed its agreement to the general approach on the Insurance Distribution Directive (IMD 2) and invites the Parliament and

Financial Regulatory Developments 7 November - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • November 7 2014

The Commission Delegated Regulation on Regulatory Technical Standards (RTS) on identifying the geographical location of credit exposures for the

Financial Regulatory Developments 7 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 7 2014

FCA has launched a consultation on a proposed charge cap on auto-enrolment funds and banning certain charging practices in relation to contract-based

Financial Regulatory Developments 7 November - Presidency of the European Union (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • November 7 2014

The Presidency has published a further compromise text for the revised Payment Services Directive (PSD 2). (Source: Presidency Publishes PSD 2