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Results: 1-10 of 987

Financial Regulatory Developments 27 March - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 27 2015

ESMA has published a call for evidence seeking views on the approach to disclosure for Structured Finance Instruments (SFIs) originated andor traded

Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

Financial Regulatory Developments 20 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2015

FCA has published a report into the current account switching service, which shows that, generally, it is working for consumers. The report found the

Financial Regulatory Developments 13 March - UK Financial Services and Markets Regulators

  • Dentons
  • -
  • United Kingdom
  • -
  • March 13 2015

FCA has published a thematic review and supporting papers that show consumers do not understand structured products. FCA carried out research that

Financial Regulatory Developments 13 March - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 13 2015

ESMA has updated its RTS on Interest Rate Swaps (IRS) under the European Market Infrastructure Regulation (EMIR). It has issued the opinion because

Financial Regulatory Developments 6 March - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 6 2015

ESMA has published an overview of all its current and draft guidelines and technical standards. (Source: ESMA Publishes Guidelines Overview

Financial Regulatory Developments 27 February - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • February 27 2015

ESMA has published an addendum to its December 2014 consultation on implementation of the revised Markets in Financial Instruments Directive and

Financial Regulatory Developments 27 February - The Institute of Chartered Accountants in England and Wales (ICAEW)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

ICAEW has issued guidance to assist chartered accountants and other professionals who act as skilled persons under FSMA. This guidance replaces

Financial Regulatory Developments 27 February - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

Treasury has made the Financial Services and Markets Act (FSMA) (Over the Counter Derivatives, Central Counterparties and Trade Repositories

Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms