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Results: 11-20 of 570

Financial Regulatory Developments 28 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 28 2014

FCA has carried out its second review on readiness for the Mortgage Market Review (MMR). All relevant firms say they will be ready in time although

Financial Regulatory Developments 21 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 21 2014

FCA has added several new pages to its website to help firms prepare for consumer credit authorisation by it. The pages relate to: preparing for

Financial Regulatory Developments 14 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 14 2014

FCA has confirmed the EU has changed its former position that Alternative Investment Fund Managers (AIFMs) would not necessarily be able to use the

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an

Financial Regulatory Developments 7 February - Charity Commission

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

The Charity Commission is consulting on proposals to align the regulation of Common Deposit Fund Schemes with the AIFMD, which affects the managers

Financial Regulatory Developments 24 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 24 2014

FCA has published its finalised guidance on inducements for product providers and advisers. FCA had been concerned that, even following

Financial Regulatory Developments 24 January - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 24 2014

PRA is consulting on redrafting certain modules of its Handbook to bring it within its new Rulebook format. It plans to bring across several existing

Financial Regulatory Developments 17th January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 17 2014

FCA has published its regular update on how banks are addressing possible mis-sales of interest rate hedging products (IRHPs). By the end of December

Financial Regulatory Developments 10th January - Investment Management Association (IMA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 10 2014

IMA has created a new sector for funds investing at least 80 of their assets in emerging market (EM) bonds. (Source: IMA Launches New Global

Financial Regulatory Developments 10th January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 10 2014

FCA has updated its website in respect of implementation of the fourth Capital Requirements Directive (CRD4) and Capital Requirements Regulation