We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 11-20 of 626

Financial Regulatory Developments 20 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 20 2015

FCA has updated firms again on reporting under the AIFMD. It has confirmed it has resolved its issues with the GABRIEL system and has now asked firms

The regulatory change treadmill in the UK gathering pace or slowing down?

  • Dentons
  • -
  • United Kingdom
  • -
  • February 16 2015

This time last year, Emma Radmore of Dentons looked at 10 key legislative and regulatory changes that will affect participants in the UK financial

Consumer credit regulation: keeping pace with permissions

  • Dentons
  • -
  • United Kingdom
  • -
  • February 16 2015

With consumer credit regulation now firmly in the Financial Conduct Authority's hands, all affected firms should be checking whether they have met

Financial Regulatory Developments 13 February - UK Crowdfunding Association (UKCFA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

UKCFA has issued a statement welcoming FCA's review of the crowdfunding sector and its conclusion that the UK does not need any new regulation. UKCFA

Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA

Financial Regulatory Developments 6 February - Financial Markets Law Committee (FMLC)

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • February 6 2015

FMLC has responded to ESMA's consultation on the clearing obligation under EMIR (number 3). The response sets out its concerns on: lack of

Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests

Financial Regulatory Developments 6 February - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 6 2015

Treasury has published the draft Financial Services and Markets Act 2000 (Regulated Activities)(Amendment)(No 2) Order. The order will introduce a

Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised

Financial Regulatory Developments 30 January - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

Treasury has published a summary of responses it received to its consultation on implementation of the Mortgage Credit Directive (MCD) into UK law