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Results: 11-20 of 507

FCA and FRC sign MoU

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

FCA and FRC have entered into a memorandum of understanding (MoU) setting out their respective statutory regulatory responsibilities and the

FCA speaks on the human face of regulation

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

Martin Wheatley spoke on how FCA plans to use behavioural economics to inform its approach to regulation. He focused on how the best firms use

FCA consults on fees

  • Dentons
  • -
  • United Kingdom
  • -
  • April 12 2013

FCA has published its annual funding requirement (AFR) for 2013-14 and its proposed fees for firms. Overall the AFR for FCA is £432.1 million and the

PRA updates approved persons forms

  • Dentons
  • -
  • United Kingdom
  • -
  • April 12 2013

PRA has updated several forms relating to approved persons. (Source: PRA Updates Approved Persons Forms

FCA updates business plan

  • Dentons
  • -
  • United Kingdom
  • -
  • April 12 2013

FCA has published an addendum to its business plan originally published on 25 March. The addendum changes the date for completion of the review of

Tax transparent fund Regulations laid before Parliament

  • Dentons
  • -
  • United Kingdom
  • -
  • April 5 2013

The Government has introduced in Parliament the draft Collective Investment in Transferable Securities (Contractual Scheme) Regulations 2013. These

FSA updates on future publications

  • Dentons
  • -
  • United Kingdom
  • -
  • April 5 2013

At the end of March, FSA updated the calendar of future publications by the new regulators. These include, during the second quarter of 2013, policy

MoUs between regulators published

  • Dentons
  • -
  • United Kingdom
  • -
  • April 5 2013

Several Memoranda of Understanding (MoUs), providing the framework for co-operation under the new financial regulatory structure, have been published

FSA confirms policy on temporary intervention powers

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2013

FSA has published the final Statement of Policy on how FCA will use its power to make temporary product intervention rules

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013