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Results: 11-20 of 587

Financial Regulatory Developments 20 June - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 20 2014

In this year's Mansion House speech, key announcements were: the Fair and Effective Markets Review, a comprehensive review of standards in the fixed

Financial Regulatory Developments 13 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 13 2014

FCA has published its policy statement and final rules following its review of the client asset regime for investment businesses. It is making many

Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and

Financial Regulatory Developments 16 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 16 2014

FCA has published its final rules that amend the Conduct of Business Sourcebook (COBS) in respect of permitted use of dealing commission. FCA had

Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package

Financial Regulatory Developments 2 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 2 2014

FCA has reminded firms that the rules implementing the Mortgage Market Review (MMR) took effect on 26 April. (Source: MMR Rules Take Effect) Contact:

Financial Regulatory Developments 25 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 25 2014

FCA has banned the two partners of 1 Stop Financial Services. The individuals had advised their client base to transfer to Self Invested Personal

Financial Regulatory Developments 11 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 11 2014

Martin Wheatley spoke on the growth of the UK credit card market. He stressed FCA's commitment to ensuring that the market works and its aim to

Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt

Financial Regulatory Developments 4 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led