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Results: 11-20 of 585

Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and

Financial Regulatory Developments 16 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 16 2014

FCA has published its final rules that amend the Conduct of Business Sourcebook (COBS) in respect of permitted use of dealing commission. FCA had

Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package

Financial Regulatory Developments 2 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 2 2014

FCA has reminded firms that the rules implementing the Mortgage Market Review (MMR) took effect on 26 April. (Source: MMR Rules Take Effect) Contact:

Financial Regulatory Developments 25 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 25 2014

FCA has banned the two partners of 1 Stop Financial Services. The individuals had advised their client base to transfer to Self Invested Personal

Financial Regulatory Developments 11 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 11 2014

Martin Wheatley spoke on the growth of the UK credit card market. He stressed FCA's commitment to ensuring that the market works and its aim to

Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt

Financial Regulatory Developments 4 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led

Financial Regulatory Developments 28 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

FCA has published a thematic review looking at whether firms that describe their services as "independent" under the post-Retail Distribution Review

Financial Regulatory Developments 28 March - National Audit Office (NAO)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

NAO has published a report on regulation of financial services and how the Prudential Regulation Authority (PRA) and FCA will need to show that they