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Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17

Financial Regulatory Developments 5 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 5 2014

FCA is consulting on its policy proposals for its 201516 fees and levies. The paper covers in particular:fees for the Payment Services Regulator

Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations

Financial Regulatory Developments 7 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 7 2014

FCA has launched a consultation on a proposed charge cap on auto-enrolment funds and banning certain charging practices in relation to contract-based

Financial Regulatory Developments 31 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 31 2014

FCA has published its decision to fine Paul Reynolds £290,344 and ban him from the industry because it believes he lacks integrity. It found that

Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to

Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will

Financial Regulatory Developments 3 October - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

Mark Carney, BoE's governor, has addressed the Institute and Faculty of Actuaries on reforms to the insurance industry, including re-introduction of:

Financial Regulatory Developments 26 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 26 2014

FCA has added to its pages on consumer credit authorisations by setting out what it expects to see when examining a debt management firm's business

Financial Regulatory Developments 12 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 12 2014

FCA has published its conclusions from its latest review on how non-financial counterparties (NFCs) calculate the clearing threshold for the purposes