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Results: 1-10 of 767

FOS consults on VJ extension

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FOS is consulting on extending the scope of its voluntary jurisdiction (VJ). The territorial scope of the VJ is wider than that of the compulsory

FCA reminds of need for disclosure updates

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FCA has reminded firms that they should review their documents and other materials in which they make status disclosures, to ensure they are up to

FSA publishes FCA approach document

  • Dentons
  • -
  • United Kingdom
  • -
  • October 19 2012

Martin Wheatley launched the FCA approach document, called "Journey to the FCA"

EP updates voting dates

  • Dentons
  • -
  • European Union
  • -
  • May 10 2013

EP has changed the proposed sitting dates for the hearing on the UCITS V proposals between late May and early June a few times, with the plenary

Further delays to key voting dates

  • Dentons
  • -
  • European Union
  • -
  • May 3 2013

EP has delayed until 23 October the votes on the Key Information Document Directive (KID), the recast Insurance Mediation Directive (IMD2) and the

Commission launches review of ESFS

  • Dentons
  • -
  • European Union
  • -
  • May 3 2013

The Commission is consulting, until 19 July, on the review of the European System of Financial Supervision (ESFS), composed of the European

IMCO reports on IMD2 and KID

  • Dentons
  • -
  • European Union
  • -
  • May 10 2013

The Internal Market and Consumer Protection Committee (IMCO) has reported to the Economic and Monetary Affairs Committee (ECON) on the proposals for

Firms receive FCA classifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm

FCA updates on UCIS distribution

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FCA has not yet submitted proposals for guidance on marketing of unregulated collective investment schemes (UCIS) and close substitutes to its Board

Tax transparent fund Regulations laid before Parliament

  • Dentons
  • -
  • United Kingdom
  • -
  • April 5 2013

The Government has introduced in Parliament the draft Collective Investment in Transferable Securities (Contractual Scheme) Regulations 2013. These

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