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Results: 1-10 of 52

Financial Regulatory Developments 28 February - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • February 28 2014

The Board of IOSCO has held a meeting in Kuala Lumpur, Malaysia, where it focused on growth and emerging markets, announcing the preparation of a

Financial Regulatory Developments 21 February - Wealth Management Association (WMA)

  • Dentons
  • -
  • Global
  • -
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary

Financial Regulatory Developments 7 March - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • March 7 2014

In a speech on the shift towards market-based financing, IOSCO's deputy secretary general has suggested that it is time to start thinking about

Joint Forum consults on longevity and point of sale disclosure

  • Dentons
  • -
  • Global
  • -
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of

IOSCO holds first new board meeting

  • Dentons
  • -
  • Global
  • -
  • October 12 2012

IOSCO has held the first meeting of its new Board, whose creation was announced at IOSCO’s annual conference in May 2012

IOSCO lists MMoU non-signatories

  • Dentons
  • -
  • Global
  • -
  • March 8 2013

IOSCO has published a list of members who have not yet signed its Multilateral Memorandum of Understanding (MMoU) on consultation and cooperation

Financial Regulatory Developments 7 February - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • February 7 2014

IOSCO's research department has published a report on crowdfunding. The report looks at the risks of what it refers to as "financial return"

IMA comments on FATF Standards

  • Dentons
  • -
  • Global
  • -
  • January 14 2011

IMA has commented on FATF's consultation on its review of its Standards

Hedge funds after the crisis

  • Dentons
  • -
  • Global, United Kingdom
  • -
  • May 12 2009

Regulators worldwide have been busy over the last few months taking emergency measures to address the financial crisis

Basel publishes HFT report

  • Dentons
  • -
  • Global
  • -
  • September 30 2011

Basel has published a report on high-frequency trading (HFT) in foreign exchange markets