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Results: 1-10 of 52

Financial Regulatory Developments 7 March - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • March 7 2014

In a speech on the shift towards market-based financing, IOSCO's deputy secretary general has suggested that it is time to start thinking about

Financial Regulatory Developments 28 February - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • February 28 2014

The Board of IOSCO has held a meeting in Kuala Lumpur, Malaysia, where it focused on growth and emerging markets, announcing the preparation of a

Financial Regulatory Developments 21 February - Wealth Management Association (WMA)

  • Dentons
  • -
  • Global
  • -
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary

Financial Regulatory Developments 7 February - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • February 7 2014

IOSCO's research department has published a report on crowdfunding. The report looks at the risks of what it refers to as "financial return"

Financial Regulatory Developments 31 January - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • January 31 2014

IOSCO has announced that the Indonesian Financial Services Authority has become the 100th signatory to the IOSCO Multilateral Memorandum of

Financial Regulatory Developments 31 January - Financial Stability Board (FSB)

  • Dentons
  • -
  • Global
  • -
  • January 31 2014

FSB has updated its handbook for peer reviews, which explains the purpose and process for thematic and country reviews. (Source: FSB Updates Peer

IOSCO updates on FSB-related work

  • Dentons
  • -
  • Global
  • -
  • November 22 2013

IOSCO has written to the Financial Stability Board outlining its current work in relation to: cybercrime in securities markets; long-term

Joint Forum consults on longevity and point of sale disclosure

  • Dentons
  • -
  • Global
  • -
  • August 22 2013

The Joint Forum of the Basel Committee, the International Organisation of Securities Commissions (IOSCO) and the International Association of

IIF calls for regulatory consistency

  • Dentons
  • -
  • Global
  • -
  • June 7 2013

IIF has published a report with recommendations to promote a greater international regulatory consistency. Among other recommendations related to

IOSCO consults on retail structured products

  • Dentons
  • -
  • Global
  • -
  • April 26 2013

: IOSCO is consulting on a regulatory toolkit for IOSCO members to use when regulating retail structured products (RSP) such as structured notes