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Results: 1-10 of 507

FCA updates on UCIS distribution

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FCA has not yet submitted proposals for guidance on marketing of unregulated collective investment schemes (UCIS) and close substitutes to its Board

FCA reminds of need for disclosure updates

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FCA has reminded firms that they should review their documents and other materials in which they make status disclosures, to ensure they are up to

FOS consults on VJ extension

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FOS is consulting on extending the scope of its voluntary jurisdiction (VJ). The territorial scope of the VJ is wider than that of the compulsory

Up next from FCA

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

FCA has published its first Policy Development Update. Before the end of June, it plans to publish: policy statements on the consultations on fees

Treasury sets FPC remit

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

Treasury has sent the Financial Policy Committee (FPC) at BoE a document setting out FPC's remit and providing it with recommendations on how to

PRA publishes rule correction

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

PRA has published an instrument correcting some minor errors in the original instruments designating rules to it. (Source: PRA Handbook Designation

FCA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

FCA has held its first board meeting and has published new rules, as follows: The Financial Conduct Authority Handbook Designation (Correction

FCA publishes regulation round-up

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

FCA's first regulation round-up summarises current issues for firms. This month's issue includes: FCA's planned timetable for consulting on changes

FCA bans SIPP director

  • Dentons
  • -
  • United Kingdom
  • -
  • April 26 2013

FCA has censured and banned the director of a SIPP scheme operator for breaches of Statements of Principle 6 and 7. FCA found that he disregarded

FSCS sets 201314 levy

  • Dentons
  • -
  • United Kingdom
  • -
  • April 26 2013

FSCS has proposed its levy for 201314. The levy will be £285 million, which is lower than last year. Only the investment intermediation class will

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