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Unfair contract terms: "read and understood" declarations

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair

Commission consults on financial market supervision

  • Dentons
  • -
  • European Union
  • -
  • March 13 2009

Following the release of the de Larosiere report, the Commission is consulting on improving financial market supervision

APCIMS warns Turner

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2009

APCIMS has welcomed the Turner review, but has stressed the need for proportionate regulation

FSSC to review advice NOS

  • Dentons
  • -
  • United Kingdom
  • -
  • April 24 2009

FSSC is to review the National Occupational Standards on providing financial advice

FSA warns firms on poor sanctions procedures

  • Dentons
  • -
  • United Kingdom
  • -
  • May 1 2009

FSA has published a report following a review of industry practices on complying with the UK financial sanctions regime

3L3 committees respond to supervision consultation

  • Dentons
  • -
  • European Union
  • -
  • May 1 2009

CESR, CEBS and CEIOPS have issued a joint response to the Commission’s consultation on improving supervision of EU financial markets

FSA helps find a boiler room

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has worked with UK police forces as part of a Europe-wide investigation into share fraud and boiler room activities which have led to £28 million losses for investors

Commission on the conference circuit

  • Dentons
  • -
  • European Union
  • -
  • May 15 2009

Charlie McCreevy spoke:to the European Parliament on the future of EU financial supervision

Hedge funds after the crisis

  • Dentons
  • -
  • Global, United Kingdom
  • -
  • May 12 2009

Regulators worldwide have been busy over the last few months taking emergency measures to address the financial crisis

Commission publishes summary of de Larosiere responses

  • Dentons
  • -
  • European Union
  • -
  • May 22 2009

The Commission has published a summary of responses it received to the de Larosiere report