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Results: 1-10 of 25

FSA signs MoU with Korea

  • Dentons
  • -
  • South Korea, United Kingdom
  • -
  • December 9 2011

FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement

Commission presents MAD revisions

  • Dentons
  • -
  • European Union
  • -
  • October 21 2011

The Commission has published its proposals for revising the Market Abuse Directive (MAD

Council updates Libya and Syria sanctions

  • Dentons
  • -
  • European Union, Global, Libya, Syria
  • -
  • September 30 2011

The Council has adopted measures to help the Libyan economy recover, in line with a UN Security Council Resolution

Treasury updates sanctions

  • Dentons
  • -
  • European Union, Ivory Coast, Libya, Syria, United Kingdom
  • -
  • September 30 2011

Treasury has updated the sanctions lists in respect of Syria, the Ivory Coast, Libya, Somalia and Al-Qaida

AFME and ICMA announce co-operation

  • Dentons
  • -
  • European Union
  • -
  • September 23 2011

ICMA and AFME have announced an agreement to co-operate further on matters of mutual interest

FSA makes new rules

  • Dentons
  • -
  • USA
  • -
  • August 5 2011

At FSA’s Board meeting on 28 July it made the following new rules

FSA cancels regulated activities permission

  • Dentons
  • -
  • United Kingdom
  • -
  • August 5 2011

FSA has cancelled Brockhurst Financial Limited's part IV permission as a result of its failure to comply with the Threshold Conditions

Government makes CRA amendment regulations

  • Dentons
  • -
  • United Kingdom
  • -
  • June 17 2011

The Credit Rating Agencies (Amendment) Regulations 2011 take effect from 1 July, mainly to reflect ESMA's new powers

FSA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2011

At FSA's January Board meeting, it made the following new rules

Council to approve CRD3 and PD changes

  • Dentons
  • -
  • European Union
  • -
  • October 8 2010

The Council has been asked to approve the proposals for CRD3 and the changes to the Prospectus Directive