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FSA signs MoU with Korea
- Dentons
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- South Korea, United Kingdom
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- December 9 2011
FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement
Commission presents MAD revisions
- Dentons
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- European Union
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- October 21 2011
The Commission has published its proposals for revising the Market Abuse Directive (MAD
Council updates Libya and Syria sanctions
- Dentons
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- European Union, Global, Libya, Syria
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- September 30 2011
The Council has adopted measures to help the Libyan economy recover, in line with a UN Security Council Resolution
Treasury updates sanctions
- Dentons
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- European Union, Ivory Coast, Libya, Syria, United Kingdom
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- September 30 2011
Treasury has updated the sanctions lists in respect of Syria, the Ivory Coast, Libya, Somalia and Al-Qaida
AFME and ICMA announce co-operation
- Dentons
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- European Union
- -
- September 23 2011
ICMA and AFME have announced an agreement to co-operate further on matters of mutual interest
FSA makes new rules
- Dentons
- -
- USA
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- August 5 2011
At FSA’s Board meeting on 28 July it made the following new rules
FSA cancels regulated activities permission
- Dentons
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- United Kingdom
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- August 5 2011
FSA has cancelled Brockhurst Financial Limited's part IV permission as a result of its failure to comply with the Threshold Conditions
Government makes CRA amendment regulations
- Dentons
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- United Kingdom
- -
- June 17 2011
The Credit Rating Agencies (Amendment) Regulations 2011 take effect from 1 July, mainly to reflect ESMA's new powers
FSA makes new rules
- Dentons
- -
- United Kingdom
- -
- January 28 2011
At FSA's January Board meeting, it made the following new rules
Council to approve CRD3 and PD changes
- Dentons
- -
- European Union
- -
- October 8 2010
The Council has been asked to approve the proposals for CRD3 and the changes to the Prospectus Directive
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