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FSA publishes quarterly consultation
- Dentons
- -
- United Kingdom
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- June 15 2012
FSA’s latest quarterly consultation proposes changes: to give guidance to firms on how to communicate Advanced Measurement Approach (AMA) extensions and changes; to the rules on how to calculate certain counterparty credit risk exposure values; implementing changes to insurance capital requirements following a European Commission review; to give customers of authorised professional firms better protection where those firms carry out non-mainstream regulated activity; to give FSA powers to consider applications to become recognised auction platforms; changing the Listing Rules in respect of cancellation of listings and notification requirements for sponsors; and delaying application of the rules in the Conduct of Business Sourcebook (COBS) 14.4 relating to investment in authorised funds through nominees until 31 December 2013
FSA makes new rules
- Dentons
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- United Kingdom
- -
- December 4 2009
At FSA’s late November Board meeting, it made the Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009
FSA bans and censures directors
- Dentons
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- United Kingdom
- -
- August 6 2010
FSA has banned three individuals from senior management positions
FSA makes more new rules
- Dentons
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- United Kingdom
- -
- July 30 2010
At FSA's Board meeting on 22 July it made changes to the Handbook in addition to the CRD and FS Act changes mentioned above which amend the following
ESMA consults on CRA fees
- Dentons
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- European Union
- -
- April 21 2011
ESMA is consulting on its advice to the Commission on the fee structure for CRA supervision
Council to discuss key measures
- Dentons
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- European Union
- -
- May 25 2012
The Council has announced dates for discussion of key legislative proposals:
IMA responds to FSA ABC guidance
- Dentons
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- United Kingdom
- -
- May 11 2012
IMA’s response to FSA’s proposed changes to the Financial Crime Guide focuses on certain requirements that suggest an absolute duty on firms to identify items that may not be apparent or reasonable for them to find
Presidency publishes MiFID compromises
- Dentons
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- European Union
- -
- June 29 2012
The Danish Presidency of the EU has tabled its first compromise texts for the revised Markets in Financial Instruments Directive (MiFID 2) and Markets in Financial Instruments Regulation (MiFIR
FSA publishes quarterly consultation
- Dentons
- -
- United Kingdom
- -
- April 15 2011
FSA's quarterly consultation includes: changes to the transitional guidance on the Remuneration Code which explains when firms may be able to justify not complying with the requirement to pay 50 of variable remuneration in shares or other non-cash instruments to give firms that are not listed and are not part of a listed group an extra year to comply (taking their latest compliance date to 1 July 2012
Current Search
- Workarea - Capital Markets
- Author - Emma Radmore
- Author - Madeleine de Remusat
- Firm Name - Dentons