We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 68

EFAMA pleased with substitute products

  • Dentons
  • -
  • European Union
  • -
  • May 8 2009

EFAMA has welcomed the Commission's initiative on substitute retail investment products

Unfair contract terms: "read and understood" declarations

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair

FSCP says with-profits compensation plans unfair

  • Dentons
  • -
  • United Kingdom
  • -
  • May 22 2009

FSCP has criticised FSA's proposal to allow compensation moneys for mis-selling to be taken out of with-profits funds

FSA updates on qualifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 13 2009

FSA has updated retail investment firms on what it expects from advisers, and its ideas for "RDR compliant" qualifications

FOS finalises and approves budget

  • Dentons
  • -
  • United Kingdom
  • -
  • April 3 2009

The ombudsman service's budget for 200910 has been finalised and approved

FSA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • April 3 2009

At its board meeting FSA announced several changes to the handbook

FSA consults on handbook changes

  • Dentons
  • -
  • United Kingdom
  • -
  • April 9 2009

FSA has published its quarterly consultation

FSA and CFEB sign MOU

  • Dentons
  • -
  • United Kingdom
  • -
  • August 6 2010

FSA has published its Memorandum of Understanding with the CFEB

FSA speaks on consumer protection

  • Dentons
  • -
  • United Kingdom
  • -
  • July 2 2010

Sheila Nicoll spoke on FSA's priorities for consumer protection

FSA confirms adviser qualifications and consults on standards

  • Dentons
  • -
  • United Kingdom
  • -
  • July 2 2010

FSA has confirmed the final list of qualifications it requires retail investment advisers to pass before 1 January 2013