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Results: 1-10 of 368

Payment Services Directive

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 11 2009

On its web page covering the Payment Services Directive the FSA has confirmed that from 1 May 2009, firms can submit applications to: register as a small payment institution; become an authorised payment institution; and register agents

The costs and benefits of regulation in a market with consumer confusion

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 18 2009

The FSA has published its latest Occasional Paper entitled The costs and benefits of regulation in a market with consumer confusion (the Paper

AIMA publishes first global sound practices guide for funds of hedge funds managers

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 11 2009

The Alternative Investment Management Association (AIMA) has published its first Global Guide to Sound Practices for Funds of Hedge Funds Managers

Handbook Notice 87

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 4 2009

The FSA has published Handbook Notice 87, which introduces the FSA Handbook and other material made by the FSA Board under its legislative powers on 23 April 2009

Commission sets out further guidance on structure and determination of directors' remuneration

  • Norton Rose LLP
  • -
  • European Union
  • -
  • May 4 2009

The European Commission has issued a press release stating that it has adopted a Recommendation on the regime for the remuneration of directors of listed companies, complementing previous Recommendations 2004913EC and 2005162EC

Commission proposes EU framework for managers of alternative investment funds

  • Norton Rose LLP
  • -
  • European Union
  • -
  • May 4 2009

The European Commission has issued a press release stating that it has proposed a Directive on alternative investment fund managers (AIFMs

The Level 3 Committees welcome the new institutional arrangements on European financial supervision

  • Norton Rose LLP
  • -
  • European Union
  • -
  • September 24 2009

The Committee of European Banking Supervisors (CEBS), and the two other Level 3 Committees (Committee of European Securities Regulators and Committee of European Insurance and Occupational Pensions Supervisors) have issued a joint press statement welcoming the Commission’s adoption of the new legislative proposals for establishing an institutional framework for financial supervision in the EU

CESR responds to IASB and EFRAG

  • Norton Rose LLP
  • -
  • European Union
  • -
  • September 24 2009

The Committee of European Securities Regulators (CESR) has published its letter to the International Accounting Standards Board (IASB) on Financial Instruments: Classification and Measurement

IOSCO consults on auditor transparency, communication and ownership structures

  • Norton Rose LLP
  • -
  • Global
  • -
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues

FSA and SEC discuss approaches to global regulatory requirements

  • Norton Rose LLP
  • -
  • United Kingdom, USA
  • -
  • September 24 2009

The FSA has announced that its Chief Executive, Hector Sants, and Mary Shapiro, chairman of the US Securities and Exchange Commission (SEC), will explore approaches to reporting and other regulatory requirements for key market participants such as hedge funds and their advisers

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