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Results: 1-10 of 365

Supplementary annex to good and poor practices in Key Features Documents

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 11 2009

The FSA has published a supplementary annex to its report on good and poor practices in Key Features Documents which was originally published on 28 September 2007

CESR comments to EFRAG on proposal for discount rate for employee benefits

  • Norton Rose LLP
  • -
  • European Union
  • -
  • October 12 2009

The Committee of European Securities Regulators has sent a comment letter to the European Financial Reporting Advisory Group (EFRAG) regarding the proposal contained in the Exposure Draft Discount Rate for Employee Benefits by the International Accounting Standards Board

FSA speech - delivering intensive supervision and credible deterrence

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"

FSA publishes policy statement on the approved persons regime

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • August 3 2009

The FSA has confirmed an extension of the approved persons regime for those that perform a ‘significant influence’ function at firms

ICGN Conference on Corporate Governance - Check against delivery

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • April 5 2010

HM Treasury has published a speech that Paul Myners (Financial Services Secretary) gave at the ICGN Conference on Corporate Governance

Chhabra & Patel

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • January 18 2010

The Financial Services and Markets Tribunal (the Tribunal) has found that two friends engaged in market abuse

Securities Borrowing and Lending Code of Guidance

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • August 6 2009

The Securities Lending and Repo Committee of the Bank of England has published a revised version of the Securities Borrowing and Lending Code of Guidance (the Code

Updated guide to MiFID transaction reporting for the FSA via the CREST ARM

  • Norton Rose LLP
  • -
  • European Union, United Kingdom
  • -
  • August 6 2009

Euroclear has published a guide to MiFID transaction reporting for the FSA via the CREST ARM (the Guide) which is aimed at helping CREST members meet both their own Markets in Financial Instruments Directive (MiFID) and FSA transaction reporting obligations and any reporting agent responsibilities they have to others

IOSCO consults on auditor transparency, communication and ownership structures

  • Norton Rose LLP
  • -
  • Global
  • -
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues

Handbook Notice 93

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • October 12 2009

The FSA has published Handbook Notice 93

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