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Results: 1-10 of 278

Unfair contract terms: "read and understood" declarations

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair

Commission urges EU co-ordination

  • Dentons
  • -
  • European Union
  • -
  • March 6 2009

The Commission has stressed the need for EU leaders to stay co-ordinated and take the lead in April at the G20 summit

Industry urges summit action

  • Dentons
  • -
  • Global
  • -
  • March 13 2009

A group of industry associations has written a briefing for the London Summit

IOSCO outlines priorities

  • Dentons
  • -
  • Global
  • -
  • March 13 2009

Jane Diplock, Chair of the New Zealand Securities Commission, spoke at a regulators’ summit on IOSCO’s priorities

Commission consults on financial market supervision

  • Dentons
  • -
  • European Union
  • -
  • March 13 2009

Following the release of the de Larosiere report, the Commission is consulting on improving financial market supervision

COBS telephone recording rules now in force

  • Dentons
  • -
  • United Kingdom
  • -
  • March 13 2009

The new rules in COBS that require firms to record telephone conversations in respect of dealings in certain financial instruments for or on behalf of clients took effect from 6 March

FSA consults on remuneration policies

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2009

Following FSA’s publication of a draft Code of practice on remuneration at the end of February, it is now consulting on incorporating the Code (which it has revised considerably since its publication) into its Handbook

IMA wants better regulation

  • Dentons
  • -
  • Global
  • -
  • March 20 2009

IMA has called for next month’s G20 summit to develop more effective overall financial regulation

MiFID plus one would FSA be happy with your policies?

  • Dentons
  • -
  • United Kingdom
  • -
  • March 10 2009

Firms have had over a year to comply with FSA’s rules that implemented MiFID

FSA speaks on hedge funds

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2009

Dan Waters looked at regulatory challenges for fund managers