We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 163

FSA feeds back on financial reporting disclosures

  • Dentons
  • -
  • United Kingdom
  • -
  • September 17 2010

FSA has published a feedback statement to its discussion paper on how credit institutions report

FSA publishes enforcement report

  • Dentons
  • -
  • United Kingdom
  • -
  • August 27 2010

FSA has published its annual enforcement performance report

UK and US regulators sign MOU

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • September 24 2010

FSA has signed a Memorandum of Understanding with the US Financial Industry Regulatory Authority

FSA on the conference circuit

  • Dentons
  • -
  • United Kingdom
  • -
  • May 21 2010

FSA has been busy on the conference circuit in the past week

FSA consults on operational risk guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • October 29 2010

FSA is consulting on potential guidance on enhancing frameworks in the standardised approach (TSA) to operational risk

FSA publishes overseas firms COMP waiver by consent

  • Dentons
  • -
  • United Kingdom
  • -
  • December 11 2009

FSA has published a waiver by consent that will be available to firms who apply for it from 1 January

FSA looks forward to more consumer protection

  • Dentons
  • -
  • United Kingdom
  • -
  • March 19 2010

Hector Sants spoke on how FSA will deliver its new regulatory approach of early detection and intervention to protect consumers

FSA consults on FS Act implementation

  • Dentons
  • -
  • United Kingdom
  • -
  • April 30 2010

FSA is consulting on implementing some of its new powers and duties under the Financial Services Act 2010

FSA censures firm for geared traded endowment failings

  • Dentons
  • -
  • United Kingdom
  • -
  • May 14 2010

FSA has censured a firm in voluntary liquidation for failings in selling and promoting geared traded endowment policies

FSA responds on corporate governance

  • Dentons
  • -
  • United Kingdom
  • -
  • September 10 2010

FSA has responded to the Commission's green paper on corporate governance