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Results: 1-10 of 163

CLLs responds on MAD

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • August 13 2010

CLLS has responded to the Commission review of the Market Abuse Directive

IMA comments on new UK regulatory structure

  • Dentons
  • -
  • United Kingdom
  • -
  • July 30 2010

IMA welcomes the recognition of the agency role of investment managers which, under the new UK regulatory structure, will be supervised by the Consumer Protection and Markets Authority

FSA proposes mobile phone taping

  • Dentons
  • -
  • United Kingdom
  • -
  • March 26 2010

FSA is consulting on plans to remove the current exemption from its COBS requirements to record telephone calls that exempts communications made on mobile phones and mobile communications (apart from email

Turner speaks on economics and wisdom

  • Dentons
  • -
  • United Kingdom
  • -
  • April 23 2010

Lord Turner, speaking in Cambridge, discussed how conventional wisdom decided simple macro-economic policy, deregulation, financial innovation and complex and active markets were all good

FMLC publishes papers

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • June 12 2009

FMLC has published several papers

FSA welcomes reform plans

  • Dentons
  • -
  • United Kingdom
  • -
  • June 18 2010

Lord Turner, reacting to the Government's announcements for regulatory reform, welcomed the clarity of the new plans

LSE responds on regulatory structure

  • Dentons
  • -
  • United Kingdom
  • -
  • October 29 2010

LSE has responded to Treasury's consultation on the UK regulatory structure

FSA warns firms on poor sanctions procedures

  • Dentons
  • -
  • United Kingdom
  • -
  • May 1 2009

FSA has published a report following a review of industry practices on complying with the UK financial sanctions regime

IMA responds on Stewardship Code

  • Dentons
  • -
  • United Kingdom
  • -
  • April 30 2010

IMA has responded to the FRC consultation on a Stewardship Code for institutional investors

FSA and SEC meet on strategy

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • February 5 2010

Lord Turner and Hector Sants met the SEC Chair, Mary Shapiro, to discuss current matters of mutual interest