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Financial Regulatory Developments 14 March - European Supervisory Authorities (ESAs)

  • Dentons
  • -
  • European Union
  • -
  • March 14 2014

The ESAs are consulting until 12 June on proposals for convergence in regulatory supervision of financial conglomerates. The consultation focuses on

Financial Regulatory Developments 14 March - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

BoE has announced the appointment of Lord Grabiner to help its investigations into activities in the foreign exchange (fx) market. (Source: BoE

Financial Regulatory Developments 14 March - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 14 2014

ESMA has published its latest Risk Dashboard. It found an improvement in conditions in the securities markets, but noted that risks are still

ESMA reports on CRAs

  • Dentons
  • -
  • European Union
  • -
  • January 20 2012

ESMA has published its first annual report on the application of the Credit Rating Agency (CRA) Regulation

FSA and SEC hold strategic dialogue meeting

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • October 21 2011

On 13 October Hector Sants met SEC chairman Mary Schapiro as part of the SEC-FSA Strategic Dialogue sessions established in 2006

BBA publishes capital markets bulletin

  • Dentons
  • -
  • United Kingdom
  • -
  • October 14 2011

BBA has published a bulletin looking at several developments, including:

IOSCO adopts MMF recommendations

  • Dentons
  • -
  • Global
  • -
  • October 12 2012

As part of the Financial Stability Board’s work plan on shadow banking, IOSCO has published its final report with policy recommendations for money market funds (MMFs

Barnier speaks on ESMA challenges

  • Dentons
  • -
  • European Union
  • -
  • July 15 2011

Michel Barnier spoke at ESMA

I'm a commodity dealer get me out of here!

  • Dentons
  • -
  • European Union, USA
  • -
  • January 11 2012

This article focuses on the MiFID proposals, and compares its extra-territorial provisions with those in Dodd-Frank

FCA makes AIFMD rules

  • Dentons
  • -
  • United Kingdom
  • -
  • July 5 2013

At its June Board meeting, FCA made its rules implementing the Alternative Investment Fund Managers Directive (AIFMD) into its rulebook. The rules