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ESMA consults on CRA3 Level 2

  • Dentons
  • -
  • European Union
  • -
  • July 12 2013

ESMA has issued a discussion paper with a view to delivering draft RTS on several aspects of the implementation of the recently adopted revised

Basel Committee consults on capital for exposures to funds

  • Dentons
  • -
  • Global
  • -
  • July 12 2013

The Basel Committee is consulting on a three-step decision tree framework for applying capital requirements to banks' equity investments in funds. As

Financial Regulatory Developments 9 January - Investment Management Association (IMA) (now the Investment Association)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

IMA has supported ESMA's decision to allow investment research to continue to be purchased by clients and the proposed requirement for brokers to

Financial Regulatory Developments 9 January - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • January 9 2015

ESMA has published a list of responses to its consultation on draft guidelines on the application of C6 and C7 of Annex I of the Markets in Financial

Financial Regulatory Developments 9 January - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • January 9 2015

IOSCO and the Committee on Payments and Market Infrastructures (CPMI) have published the final form of their guidance on an assessment methodology

IMA comments on FTT

  • Dentons
  • -
  • United Kingdom
  • -
  • February 22 2013

IMA, commenting on the Commission's FTT proposals, said it is important to ensure the tax does not hit transactions multiple times.(Source: IMA

ESMA publishes securities markets risk report

  • Dentons
  • -
  • European Union
  • -
  • February 22 2013

ESMA has published its first report on trends, risks and vulnerabilities in EU securities markets. ESMA says EU securities markets and investment

Commission updates EMIR FAQS

  • Dentons
  • -
  • European Union
  • -
  • February 22 2013

The Commission has updated its set of FAQs on the European Market Infrastructure Regulation (EMIR) to include a new question on the obligations of

Presidency publishes further MiFID 2 compromises

  • Dentons
  • -
  • European Union
  • -
  • June 14 2013

The Presidency has published a further compromise text for the revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR

Financial Regulatory Developments 30 May - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 30 2014

PRA has fed back on the responses to its consultation on expanding the set of assets eligible for Shari'ah firms' liquidity buffer. The changes