Search results

Order by most recent / most popular / relevance

Results: 1-10 of 18

ESMA announces third country CRA endorsements

Dentons
-
Canada, European Union, Hong Kong, Singapore, USA
-
March 23 2012

ESMA has confirmed that the regulatory frameworks of the US, Canada, Hong Kong and Singapore relating to Credit Rating Agencies (CRAs) are equivalent to EU standards

FSB updates on LEI

Dentons
-
USA
-
March 9 2012

FSB’s technical group has reported good progress in assessing the legal requirements for a Legal Entity Identifier (LEI

IMA responds on Volcker rule

Dentons
-
USA
-
February 17 2012

IMA says US regulators implementing the Volcker rule should treat UK authorised funds the same as they treat US ones

EBF responds on Volcker rule

Dentons
-
USA
-
February 17 2012

EBF has written to four US rulemakers in response to their consultation on joint notice of proposed rulemaking implementing the Volcker rule

I'm a commodity dealer get me out of here!

Dentons
-
European Union, USA
-
January 11 2012

This article focuses on the MiFID proposals, and compares its extra-territorial provisions with those in Dodd-Frank

Joint forum consults on supervision of conglomerates

Dentons
-
Global, USA
-
December 22 2011

The Joint Forum of Basel, the International Organization of Securities Commissions and the International Association of Insurance Supervisors is consulting on changes to its 1999 principles on supervising financial conglomerates

Living wills in the UK and US for systemically important financial institutions

Dentons
-
United Kingdom, USA
-
October 24 2011

On October 3, 2011, the Financial Stability Board announced that it had approved "the package of policy measures to be submitted to the G20's November summit to address the 'too big to fail' problems" posed by systemically important financial institutions

FSA and SEC hold strategic dialogue meeting

Dentons
-
United Kingdom, USA
-
October 21 2011

On 13 October Hector Sants met SEC chairman Mary Schapiro as part of the SEC-FSA Strategic Dialogue sessions established in 2006

FSA and SEC host roundtable

Dentons
-
United Kingdom, USA
-
October 21 2011

FSA and US Securities and Exchange Commission (SEC) hosted a roundtable discussion on market structures, attended by regulators from all over the world

FSA writes to CEOs on wealth management

Dentons
-
USA
-
June 17 2011

FSA has written a “Dear CEO letter” on suitability of client portfolios in the wealth management industry

next >

Search results

ESMA announces third country CRA endorsements

FSB updates on LEI

IMA responds on Volcker rule

EBF responds on Volcker rule

I'm a commodity dealer get me out of here!

Joint forum consults on supervision of conglomerates

Living wills in the UK and US for systemically important financial institutions

FSA and SEC hold strategic dialogue meeting

FSA and SEC host roundtable

FSA writes to CEOs on wealth management

Current Search

Suggested Facets

Author

Jurisdiction

Workarea