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FSA welcomes new power
- Dentons
- -
- United Kingdom
- -
- October 15 2010
Sally Dewar has welcomed FSA's new power to establish consumer redress schemes
APCIMS responds on competence
- Dentons
- -
- United Kingdom
- -
- September 10 2010
APCIMS has responded to FSA's consultation on competence and ethics
FSA looks at product intervention
- Dentons
- -
- United Kingdom
- -
- January 28 2011
FSA has published a Discussion Paper on the future role of the Consumer Protection and Markets Authority (CPMA) in meeting its consumer protection objectives, with particular reference to product intervention
Oft speaks on competition and financial regulation
- Dentons
- -
- United Kingdom
- -
- February 25 2011
Clive Maxwell of OFT spoke on why OFT's work includes financial markets and the challenges for authorities and regulators in dealing with competition issues
APCIMS responds on professionalism
- Dentons
- -
- United Kingdom
- -
- September 24 2010
APCIMS has responded to FSA's consultation on professionalism in the context of the Retail Distribution Review
FSA and FOS consult on award limits and rule changes
- Dentons
- -
- United Kingdom
- -
- October 8 2010
FSA and FOS are consulting on plans to:increase the FOS award limit to £150,000 for any complaint referred on or after 1 January 2012;abolish the current two-stage complaints-handling process, so firms will have to give one "final" response and tell complainants they have the right to complain to FOS within six months;introduce a rule to require firms to appoint a senior individual responsible for complaints handling, but not introducing this as a new controlled function; andgive guidance on how firms should meet rules on root cause analyses and take account of decisions or other guidance
FSA gets boiler room fraud conviction
- Dentons
- -
- United Kingdom
- -
- June 17 2011
FSA has obtained the first conviction for boiler room fraud
FSB reports on SIFIsupervision
- Dentons
- -
- Global
- -
- November 11 2011
FSB has reported on progress towards implementing its recommendations in its report on the Intensity and Effectiveness of SIFI Supervision
FSB publishes resolution regime standards
- Dentons
- -
- Global
- -
- November 11 2011
FSB has set out its standards for “key attributes” of effective resolution regimes
FSA consults on NED guidance
- Dentons
- -
- United Kingdom
- -
- December 9 2011
FSA is consulting on guidance for non-executive directors (NEDs) to assist them in their responsibilities towards retail customers
