We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 24

Treasury consults on payments regulator

  • Dentons
  • -
  • United Kingdom
  • -
  • April 5 2013

Treasury has opened a consultation, which runs until 25 June 2013, on the characteristics of a new competition-focused and utility-style regulator

On the horizon for 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

Tribunal backs CEO over misconduct fine

  • Dentons
  • -
  • United Kingdom
  • -
  • April 27 2012

John Pottage, formerly holder of both the CF3 and CF8 controlled functions for UBS AG and for UBS Wealth Management (UK) appealed to the Tribunal about FSA’s decision to fine him for breach of the Principles for Approved Persons

FSA publishes quarterly consultation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 9 2012

FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list

Up next from FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • February 3 2012

FSA's latest Policy Development Update highlights the following documents expected before the end of March 2012

OFT gets super-complaint about travel money

  • Dentons
  • -
  • United Kingdom
  • -
  • September 23 2011

OFT has received a super-complaint from Consumer Focus about the cost of getting foreign currency and overseas use of credit and debit cards

FSA consults on remuneration code guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • August 12 2011

FSA is consulting on guidance in the form of two proposed “Dear CEO” letters to banks, building societies and investment firms subject to the Capital Adequacy Directive

FSA publishes joint note on CMCS and Financial Services complaints

  • Dentons
  • -
  • United Kingdom
  • -
  • July 22 2011

FSA, the Claims Management Regulator, the Financial Ombudsman Service and the Financial Services Compensation Scheme have published a note to help firms and consumers understand what claims management companies (CMCs) do, and to stress complainants can complain directly without using a CMC

FSA consults on auditor and supervisor cooperation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 18 2011

FSA is consulting on a draft code of practice on which it has worked with the Bank of England to enhance the dialogue between supervisors and external auditors of firms

BBA responds on corporate Britain

  • Dentons
  • -
  • United Kingdom
  • -
  • January 21 2011

BBA has responded to the Government's consultation on a long-term focus for corporate Britain

Current Search

Suggested Facets

Author

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy