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Results: 1-10 of 68

Fines and periodic penalty payments in case of violation of EU regulations

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • February 11 2013

A decree enabling the Netherlands Authority for the Financial Markets ("AFM") and the Dutch Central Bank ("DNB") to impose a fine or periodic penalty

New legislation and regulations

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • February 4 2013

The majority of provisions of this bill came into force on 1 January 2013, introducing the following substantive changes; the public offer rules are

AFM announces preliminary plans for 2013

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • November 2 2012

On 21 September 2012, the AFM published its preliminary plans for 2013

Decree published on funding of financial supervision 2012

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • October 15 2012

This decree implements the Act on funding of financial supervision, which outlines how the costs of the AFM and DNB will be financed

Changes to proposed Financial Markets Amendment Decree 2013

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • October 15 2012

This decree is expected to come into effect on 1 January 2013

Act introducing suitability test and closer cooperation between financial supervisors

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • July 20 2012

This Act has come into force on 1 July 2012 and amends the current rules regarding the expertise required of day-to-day policy makers at financial undertakings and of members of the supervisory body at those undertakings

Government outlines plans to improve quality of financial advice

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 12 2012

The Minister of Finance informed the Second Chamber at the end of January 2012 about proposed measures to improve the quality of financial advice

Second Chamber approves set of financial market bills

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 12 2012

The Second Chamber of parliament has approved a number of legislative measures relating to the financial markets

Follow-up on separation of banking activities

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 12 2012

The Minister of Finance has given a follow-up to the Second Chamber about the separation of retail banking and investment banking activities

Governance of financial supervisors DNB and AFM strengthened

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 12 2012

A Bill strengthening the governance of DNB and the AFM entered into force on 16 February 2012

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