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The Wheatley LIBOR Review the recommendations

Norton Rose Australia
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Global, United Kingdom
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October 2 2012

In September we published a client briefing on the LIBOR Review - key questions and answers

Securities in brief - Canadian legislative framework introduced for covered bonds

Norton Rose Canada LLP
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Canada
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May 1 2012

On April 26, 2012 the Canadian government introduced legislation which provides a framework for the issuance of covered bonds by Canadian financial institutions

New FOS terms of reference

Norton Rose LLP
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Australia
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July 29 2010

On 18 December 2009, ASIC approved new Terms of Reference (TORs) for the Financial Ombudsman Service Limited (FOS

Tougher rules for financial planners

Norton Rose LLP
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Australia
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July 29 2010

In the shadow of the GFC and in response to the recommendations made by a parliamentary Joint Committee on Financial Services, the Federal Government has proposed wide-reaching reforms to the financial services sector

The small firms financial crime review

Norton Rose LLP
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United Kingdom
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May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

The six-month time limit

Norton Rose LLP
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United Kingdom
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May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

Something old and something new: Novel and familiar drivers of the latest crisis

Norton Rose LLP
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United Kingdom
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May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

Queen’s Speech - Financial Services Regulation Bill

Norton Rose LLP
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United Kingdom
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May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

Banks to publish share volumes traded in automated systems

Norton Rose LLP
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European Union
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May 28 2010

On 24 May 2010, the Association for Financial Markets in Europe (AFME) published a press release stating that six leading investment banks (Citi, Credit Suisse, Deutsche Bank, J.P. Morgan Cazenove, Morgan Stanley and UBS) had launched a voluntary initiative to improve post-trade transparency in the European over-the-counter equity markets

FSA's approach to intensive supervision

Norton Rose LLP
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United Kingdom
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May 28 2010

On 18 May 2010, the FSA published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision

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Search results

The Wheatley LIBOR Review the recommendations

Securities in brief - Canadian legislative framework introduced for covered bonds

New FOS terms of reference

Tougher rules for financial planners

The small firms financial crime review

The six-month time limit

Something old and something new: Novel and familiar drivers of the latest crisis

Queen’s Speech - Financial Services Regulation Bill

Banks to publish share volumes traded in automated systems

FSA's approach to intensive supervision

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