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Results: 1-10 of 38

Hybrid capital product development: Focusing on Tier 1 and other hybrid capital products

  • Sidley Austin LLP
  • -
  • European Union, Global, USA
  • -
  • March 23 2010

It is our pleasure to provide you with the eleventh edition of Sidley's publication on hybrid capital product development

Interim FDIC rule regarding orderly liquidation of covered financial companies

  • Sidley Austin LLP
  • -
  • USA
  • -
  • January 24 2011

On January 18, 2011, the Federal Deposit Insurance Corporation ("FDIC") approved an interim final rule ("Interim Rule"), with request for comments, to implement certain provisions of Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"

SEC launches industry sweep of financial sector

  • Sidley Austin LLP
  • -
  • USA
  • -
  • April 1 2011

In January 2011, the SEC launched an anti-corruption enforcement industry sweep of the financial sector

The administration’s financial regulatory reform proposals

  • Sidley Austin LLP
  • -
  • USA
  • -
  • June 18 2009

On June 17, 2009, the Obama administration outlined its much-anticipated framework for financial regulatory reform (the "Financial Reform Plan" or "Plan") in its release "Financial Regulatory Reform, A New Foundation: Rebuilding Financial Supervision and Regulation" and the accompanying fact sheets

New reporting requirements apply to FBAR filings due June 30, 2009

  • Sidley Austin LLP
  • -
  • USA
  • -
  • June 16 2009

The deadline to file FormTD F 90-22.1, the Report of Foreign Bank and Financial Accounts (the “FBAR Form”), with the U.S.Treasury Department with respect to foreign bank, securities or other financial accounts held during the 2008 calendar year is June 30, 2009

Administration releases proposed legislation to establish Consumer Financial Protection Agency

  • Sidley Austin LLP
  • -
  • USA
  • -
  • July 7 2009

On June 30, 2009, the Obama administration released proposed legislation (the "Consumer Financial Protection Agency Act," or, the "CFPA Act") that would create an independent federal agency, the Consumer Financial Protection Agency (the "Agency"), to regulate the provision of financial products and services to consumers

The FSA’s March 2009 paper: “A Regulatory Response to the Global Banking Crisis ” potential implications for financial institutions

  • Sidley Austin LLP
  • -
  • United Kingdom
  • -
  • March 24 2009

On 18 March, 2009, the UK Financial Services Authority (the "FSA") published the Turner Review of global banking regulation (the "Review"

District court dismisses with prejudice complaint against brokerage and banking entities related to Cash Sweep Programs

  • Sidley Austin LLP
  • -
  • USA
  • -
  • July 30 2009

Judge Richard J. Sullivan of the United States District Court for the Southern District of New York issued a comprehensive and important decision this week, dismissing with prejudice a putative class action complaint alleging that five groups of major banking entities engaged in deceptive and misleading practices relating to a series of Cash Sweep Programs that were offered as part of plaintiffs’ securities brokerage accounts

Federal court approves amendments to “global research settlement,” including change to facilitate research participation in due diligence

  • Sidley Austin LLP
  • -
  • USA
  • -
  • April 8 2010

A federal court in New York approved on March 15, 2010 significant changes to the securities research rules that twelve investment banking firms agreed to follow in 2003 and 2004 as part of the "global research settlement."

Senate passes Financial Regulation Reform Bill by a 59 to 39 vote; Conference Committee to address major differences with House Bill

  • Sidley Austin LLP
  • -
  • USA
  • -
  • May 24 2010

On May 20, 2010, by a vote of 59 to 39, with four Republicans joining 53 Democrats and the Senate's two independents, the US Senate passed S 3217, entitled the "Restoring American Financial Stability Act of 2010" (herein the "Senate Bill" or the "Bill"

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