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Results: 1-10 of 138

The small firms financial crime review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

Something old and something new: Novel and familiar drivers of the latest crisis

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

The six-month time limit

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

Queen’s Speech - Financial Services Regulation Bill

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

FSA’s approach to intensive supervision

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision

Simplified Advice

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Sheila Nicoll (Conduct Policy Director, FSA) which is entitled Simplified Advice

FSA complaints data 2009 H2

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2010

The FSA has published complaints data for the second half of 2009

TheCityUK lays out vision for financial services industry

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2010

TheCityUK is an independent body, established with the support of the City of London Corporation and in consultation with government and industry

Consultation Paper 1011: Implementing aspects of the Financial Services Act 2010

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has published Consultation Paper 1011: Implementing aspects of the Financial Services Act 2010 (CP1011

Handbook development newsletter 122

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has published its latest Handbook development newsletter

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