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Results: 1-10 of 140

The small firms financial crime review

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

The six-month time limit

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

Something old and something new: Novel and familiar drivers of the latest crisis

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

Queen’s Speech - Financial Services Regulation Bill

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

FSA’s approach to intensive supervision

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision

Simplified Advice

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Sheila Nicoll (Conduct Policy Director, FSA) which is entitled Simplified Advice

FSA complaints data 2009 H2

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 18 2010

The FSA has published complaints data for the second half of 2009

TheCityUK lays out vision for financial services industry

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 18 2010

TheCityUK is an independent body, established with the support of the City of London Corporation and in consultation with government and industry

Consultation Paper 1011: Implementing aspects of the Financial Services Act 2010

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has published Consultation Paper 1011: Implementing aspects of the Financial Services Act 2010 (CP1011

Handbook development newsletter 122

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has published its latest Handbook development newsletter

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