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Financial services update November 10 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 10 2014

Last week's mid-term elections delivered the Republican Party a majority of both houses of Congress for the first time since 2006, including a new

International regulatory update - 3 7 November 2014

  • Clifford Chance LLP
  • -
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • -
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the

Financial Regulatory Developments 7 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 7 2014

FCA has launched a consultation on a proposed charge cap on auto-enrolment funds and banning certain charging practices in relation to contract-based

Unravelled: should APRA's prudential standard-making powers extend to directors' duties?

  • Allens
  • -
  • Australia
  • -
  • November 5 2014

In recent times, APRA has been active in prescribing duties for directors of the institutions it regulates. In light of what has happened, it is

This week at the UK regulators - 3 November 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with

FCA consultation paper on the guidance guarantee

  • Taylor Wessing
  • -
  • United Kingdom
  • -
  • October 27 2014

In the 2014 Budget, the government announced its intention to reform pensions, including introducing a "guidance guarantee", ensuring that all those

Financial services update October 27 2014 Treasury Department developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 27 2014

On October 24th, the Treasury Department issued guidance designed to expand the use of income annuities in 401(k) plans. The guidance makes clear

Asset management: seven issues in seven minutes

  • King & Wood Mallesons
  • -
  • Australia
  • -
  • October 7 2014

To kick off the start of the third quarter of 2014, we set out the seven key regulatory issues driving risk, operations and market trends for asset

Unravelled: what do ASIC and APRA want from Murray?

  • Allens
  • -
  • Australia
  • -
  • October 1 2014

More than 6500 second round submissions have been made to the Financial System Inquiry (FSI). The submissions made by ASIC and APRA will be read with

Clients & friends newsletter September 2014

  • Baker & McKenzie
  • -
  • Belgium, China, New Zealand, Saudi Arabia, United Kingdom, USA, Venezuela
  • -
  • September 30 2014

In an unfortunate decision, the Brussels Court of Appeals has upheld a decision by a lower court denying the deductibility of stock option costs