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Results: 1-10 of 178

FCA consults on the establishment of independent governance committees by providers of workplace personal pension schemes

  • Shearman & Sterling LLP
  • -
  • United Kingdom
  • -
  • August 12 2014

On August 6, 2014, the FCA published a consultation paper on proposed rules that would call for providers of workplace personal pension schemes to

FinCEN’s much-anticipated proposed rule on customer due diligence is finally here

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • August 8 2014

On July 30, 2014, the Financial Crimes Enforcement Network ("FinCEN"), a bureau of the U.S. Department of the Treasury ("Treasury"), issued a notice

Governmental plan investors and the borrowing base

  • Mayer Brown LLP
  • -
  • USA
  • -
  • August 7 2014

A subscription credit facility, also frequently referred to as a capital call facility (a "Subscription Facility"), is a loan made by a bank or other

Structuring credit facilities for defined contribution plan funds

  • Mayer Brown LLP
  • -
  • USA
  • -
  • August 7 2014

Over the last ten years, there has been a steady trend transition from defined benefit plans to defined contribution plans. As further evidence of

Pensions rules for UK ring-fenced banks: consultation

  • Shearman & Sterling LLP
  • -
  • United Kingdom
  • -
  • July 31 2014

On 24 July 2014, the UK Government launched a consultation on draft regulations requiring a ring-fenced bank to ensure that it is not, and cannot

International regulatory update - 21 25 July 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • -
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

Financial System Inquiry Interim Report: prepare now for future challenges

  • Clayton Utz
  • -
  • Australia
  • -
  • July 24 2014

The Financial System Inquiry says the Australian financial system is operating effectively and not requiring broad systemic change, but

Financial services update July 21 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 18th, Risk.net recounted former SEC Chair Harvey Pitt's proposal for resolving concerns that U.S. firms are avoiding U.S. oversight of their

EBA report on impact on undue volatility of institutions’ own funds

  • Shearman & Sterling LLP
  • -
  • European Union
  • -
  • July 9 2014

On 24 June 2014, the EBA published a report analyzing whether the revised IAS 19 Employee Benefits in conjunction with the deduction of net pension