We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 24

CFTC and SEC jointly adopt identity theft red flags rules

  • Herrick Feinstein LLP
  • -
  • USA
  • -
  • May 2 2013

On April 10, 2013, the CFTC and SEC jointly issued final rules under Section 615(e) of the Fair Credit Reporting Act (the "FCRA") which require

Financial services legislative and regulatory update - March 11, 2013

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 11 2013

As the first full week of the Federal government’s sequestration comes to a close, the effects have been palpable. The Dow Jones closed just shy of

International regulatory update 4 Feb-8 Feb 2013

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
  • -
  • February 11 2013

EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts

International regulatory update 10-14 December 2012

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
  • -
  • December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

FSC to implement EU guidance on market manipulation

  • CMS Cameron McKenna
  • -
  • Bulgaria
  • -
  • October 11 2012

The Financial Supervision Commission (FSC) has adopted 3 - level guidance on the common operation of the Market Abuse Directive issued by the Committee of European Securities Regulators (CESR

International regulatory update 13-17 August 2012

  • Clifford Chance LLP
  • -
  • France, Global, Japan, Luxembourg, Slovakia, United Kingdom, USA
  • -
  • August 20 2012

The Financial Stability Board (FSB) is seeking views regarding the appropriate jurisdiction for the establishment of the Global LEI Foundation and Central Operating Unit of the global legal entity identifier (LEI) system

A compilation of enforcement and non-enforcement actions

  • Foley & Lardner LLP
  • -
  • USA
  • -
  • July 31 2012

As reported previously in our Legal News: Investment Management Update newsletters, there have been several proposals to enhance regulation of registered investment advisers

EU and international developments

  • A&L Goodbody
  • -
  • European Union
  • -
  • July 31 2012

The European Securities and Markets Authority (ESMA) issued a Questions and Answers document on Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS

Financial services regulatory reform update - July 23, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • July 23 2012

Last week marked the second anniversary of the Dodd-Frank Act, but instead of presents, the House of Representatives marked the occasion with a continuing series of hearings aimed at exposing the flaws of the measure

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy