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Results: 1-10 of 34

FinCEN releases guidance on virtual currency

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 25 2013

On March 18, 2013, the Financial Crimes Enforcement Network ("FinCEN") released guidance on the application of the Bank Secrecy Act ("BSA") to a

DOJ files a significant market crisis case against S&P

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 5 2013

The Department of Justice brought what is perhaps the most significant market crisis case to date, named as defendants rating agency Standard &

SEC files another market crisis case, naming three bank executives

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 9 2013

In the wake of the worst market crisis since the great depression Main Street has clamored to hold the executives on Wall Street accountable. Perhaps more

Anti-corruption digest

  • Dorsey & Whitney LLP
  • -
  • Global, United Kingdom, USA
  • -
  • December 21 2012

Several U.S. mayors are on trial for, under investigation for, or have just been found guilty of charges related to extortion and bribery. A brief rundown:

British banks pay big for BSAAML violations

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • December 18 2012

Two British banks recently agreed to pay significant penalties to settle allegations of violations of the Bank Secrecy Act and U.S. sanctions programs, with deficiencies in each bank’s Bank Secrecy Actanti-money laundering (“BSAAML”) compliance program underlying each case

Lessons from the market crisis: two new cases, the end of another

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • November 18 2012

The SEC filed two settled actions at the end of last week tied to the residential mortgaged backed securities market

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

The first case for the President’s Residential Mortgage-Backed Securities Working Group

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • October 3 2012

The President’s Residential Mortgage-Backed Securities Working Group, announced earlier this year in the State of the Union speech, brought its first case

SEC names two senior bank executives in market crisis case

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 26 2012

The Commission filed another market crisis case, this time naming as defendants two senior banking executives, Gilbert Lundstrom and James Laphen, alleged to have been at the center of a financial fraud at the now failed financial institution

FinCEN releases advisory on suspicious activity reporting for rmlos

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 23 2012

The Financial Crimes Enforcement Network (FinCEN) recently released an advisory (FIN2012A0009) regarding suspicious activity report (SAR) requirements for nonbank residential mortgage lenders and originators (RMLOs

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